Current Report Filing (8-k)
December 02 2019 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 2, 2019 (November 26, 2019)
Moxian,
Inc.
(Exact
name of registrant as specified in its charter)
Nevada
|
|
001-37902
|
|
27-3729742
|
(state
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification Number)
|
Units
B & C, 9/F, Block D Fuhua Tower 8 Chaoyangmen North Street Dongcheng District,
Beijing
100027 Peoples’ Republic of China
(address of principal executive offices) (zip code)
Tel:
+86 (010) 5332 0602
(registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
|
|
Trading
Symbol(s)
|
|
Name
of Each Exchange on Which Registered
|
Common
Stock
|
|
MOXC
|
|
Nasdaq
Capital Market
|
Item
3.01
|
NOTICE
OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OR LISTING.
|
As
previously disclosed, on June 4, 2019, Moxian, Inc. (the “Company”) received a letter from The Nasdaq Stock Market
(“Nasdaq”) indicating that the Company is required to maintain a minimum market value of listed securities of $35
million. The letter indicated that at such time the Company’s market value of listed securities was below $35 million for
30 consecutive business days. As such, the Company was not compliant with the market value of listed securities requirement under
Nasdaq Listing Rule 5550(b)(2) (the “Rule”). The Notice provided the Company with a grace period of 180 calendar days,
or until December 2, 2019, to regain compliance with the Rule.
On
November 26, 2019, the Company received a letter from Nasdaq notifying it that Nasdaq had determined that for the last 11 consecutive
business days, from November 11 to November 25, 2019, the Company’s market value of listed securities was $35,000,000 or
greater. Accordingly, the Company has regained compliance with the Rule, and Nasdaq notified the Company that this matter is now
closed.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
|
MOXIAN,
INC.
|
|
|
|
Date:
December 2, 2019
|
By:
|
/s/
Hao Qinghu
|
|
Name:
|
Hao
Qinghu
|
|
Title:
|
Chief
Executive Officer
|
Moxian (NASDAQ:MOXC)
Historical Stock Chart
From Apr 2024 to May 2024
Moxian (NASDAQ:MOXC)
Historical Stock Chart
From May 2023 to May 2024