Statement of Changes in Beneficial Ownership (4)
May 27 2020 - 4:21PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KELLY THOMAS J |
2. Issuer Name and Ticker or Trading Symbol
Monster Beverage Corp
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MNST
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP Finance Monster Energy Co. |
(Last)
(First)
(Middle)
1 MONSTER WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/22/2020 |
(Street)
CORONA, CA 92879
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/22/2020 | | S | | 15000 | D | $68.29 (1) | 13117 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | $45.16 | | | | | | | (2) | 3/13/2025 | Common Stock | (3) | | 7200 | D | |
Employee Stock Option (right to buy) | $43.99 | | | | | | | (4) | 3/14/2026 | Common Stock | (3) | | 20625 | D | |
Employee Stock Option (right to buy) | $43.64 | | | | | | | (5) | 12/1/2026 | Common Stock | (3) | | 22000 | D | |
Employee Stock Option (right to buy) | $58.73 | | | | | | | (6) | 3/14/2028 | Common Stock | (3) | | 50000 | D | |
Employee Stock Option (right to buy) | $51.5 | | | | | | | (7) | 6/1/2028 | Common Stock | (3) | | 5000 | D | |
Employee Stock Option (right to buy) | $59.67 | | | | | | | (8) | 3/14/2029 | Common Stock | (3) | | 15000 | D | |
Employee Stock Option (right to buy) | $62.39 | | | | | | | (9) | 3/13/2030 | Common Stock | (3) | | 12000 | D | |
Restricted Stock Units | (10) | | | | | | | (11) | (12) | Common Stock | (3) | | 3467 | D | |
Restricted Stock Units | (10) | | | | | | | (13) | (12) | Common Stock | (3) | | 4000 | D | |
Explanation of Responses: |
(1) | This transaction was executed in multiple trades at prices ranging from $68.28 to $68.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(2) | The options are fully vested. |
(3) | No transaction is being reported at this time. This line is only reporting holdings as of the date hereof. |
(4) | The options are currently vested with respect to 9,375 shares. The remaining options vest on March 14, 2021. |
(5) | The options vest in two installments as follows: 10,000 shares on December 1, 2020 and 12,000 shares on December 1, 2021. |
(6) | The options are currently vested with respect to 12,500 shares. The remaining options vest in three installments as follow: 10,000 shares on March 14, 2021; 12,500 shares on March 14, 2022; 15,000 shares on March 14, 2023. |
(7) | The options vest in three installments as follows: 1,667 shares on June 1, 2021; 1,667 shares on June 1, 2022; 1,666 shares on June 1, 2023. |
(8) | The options are currently vested with respect to 10,000 shares. The remaining options vest on March 14, 2021. |
(9) | The options vest in three equal installments on March 13, 2021, 2022 and 2023. |
(10) | The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. |
(11) | The restricted stock units vest in two installments as follows: 1,733 units on March 14, 2021 and 1,734 units on March 14, 2022. |
(12) | Not applicable. |
(13) | The restricted stock units vest in three equal installments on March 13, 2021, 2022 and 2023. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KELLY THOMAS J 1 MONSTER WAY CORONA, CA 92879 |
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| EVP Finance Monster Energy Co. |
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Signatures
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Paul J. Dechary, attorney-in-fact | | 5/27/2020 |
**Signature of Reporting Person | Date |
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