Current Report Filing (8-k)
March 17 2023 - 4:17PM
Edgar (US Regulatory)
0001762239
false
0001762239
2023-03-17
2023-03-17
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): March 17, 2023
Kaival
Brands Innovations Group, Inc.
(Exact
name of registrant as specified in its charter)
Delaware |
000-56016 |
83-3492907 |
(State
or other jurisdiction
of incorporation) |
(Commission
File Number) |
(I.R.S.
Employer
Identification No.) |
4460
Old Dixie Highway
Grant-Valkaria ,
Florida 32949
(Address
of principal executive office, including zip code)
Telephone:
(833) 452-4825
(Registrant’s
telephone number, including area code)
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
Common
Stock, par value $0.001 per share |
KAVL |
The Nasdaq
Stock Market, LLC |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 2.02 Results of Operations and Financial Condition.
On March 17, 2023, Kaival Brands Innovations Group,
Inc. (the “Company”) issued a press release announcing its financial results for the first fiscal quarter ended January
31, 2023. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein
by reference.
In accordance with General Instruction B.2 of Form
8-K, the information contained in or incorporated into this Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, is furnished
under Item 2.02 of Form 8-K and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the “Exchange Act”) or be otherwise subject to the liabilities of that section, nor shall it be
deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act,
except as expressly set forth by specific reference in any such filing.
SIGNATURES
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
|
Kaival Brands Innovations Group, Inc. |
|
|
|
Dated: March 17, 2023 |
By: |
/s/ Eric Mosser |
|
|
Eric Mosser |
|
|
President and Chief Operating Officer |
Kaival Brands Innovations (NASDAQ:KAVL)
Historical Stock Chart
From Aug 2024 to Sep 2024
Kaival Brands Innovations (NASDAQ:KAVL)
Historical Stock Chart
From Sep 2023 to Sep 2024