Statement of Changes in Beneficial Ownership (4)
March 10 2021 - 4:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
STUKALIN FELIX I |
2. Issuer Name and Ticker or Trading Symbol
IPG PHOTONICS CORP
[
IPGP
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, North America Operations |
(Last)
(First)
(Middle)
C/O IPG PHOTONICS CORPORATION, 50 OLD WEBSTER ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/8/2021 |
(Street)
OXFORD, MA 01540
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 3/8/2021 | | M | | 1505 | A | $58.65 | 23937 | D | |
Common Stock | 3/8/2021 | | S | | 359 | D | $201.66 (1) | 23578 | D | |
Common Stock | 3/8/2021 | | S | | 917 | D | $205.09 (2) | 22661 | D | |
Common Stock | 3/8/2021 | | S | | 229 | D | $206.19 (3) | 22432 | D | |
Common Stock | 3/9/2021 | | M | | 1495 | A | $58.65 | 23927 | D | |
Common Stock | 3/9/2021 | | M | | 5000 | A | $60.11 | 28927 | D | |
Common Stock | 3/9/2021 | | S | | 400 | D | $202.53 (4) | 28527 | D | |
Common Stock | 3/9/2021 | | S | | 500 | D | $205.22 (5) | 28027 | D | |
Common Stock | 3/9/2021 | | S | | 955 | D | $206.34 (6) | 27072 | D | |
Common Stock | 3/9/2021 | | S | | 2884 | D | $207.48 (7) | 24188 | D | |
Common Stock | 3/9/2021 | | S | | 1135 | D | $208.38 (8) | 23053 | D | |
Common Stock | 3/9/2021 | | S | | 621 | D | $209.04 (9) | 22432 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | $58.65 | 3/8/2021 | | M | | | 1505 | (10) | 2/13/2022 | Common Stock | 1505.0 | $0 | 1495 | D | |
Employee Stock Option (right to buy) | $58.65 | 3/9/2021 | | M | | | 1495 | (10) | 2/13/2022 | Common Stock | 1495.0 | $0 | 0 | D | |
Employee Stock Option (right to buy) | $60.11 | 3/9/2021 | | M | | | 5000 | (11) | 2/28/2023 | Common Stock | 5000.0 | $0 | 5000 | D | |
Explanation of Responses: |
(1) | The reported transaction involves sale transactions ranging from $201.50 to $202.38 per share. The weighted average price per share was $201.66. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(2) | The reported transaction involves sale transactions ranging from $205.00 to $205.70 per share. The weighted average price per share was $205.09. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(3) | The reported transaction involves sale transactions ranging from $206.02 to $206.50 per share. The weighted average price per share was $206.19. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(4) | The reported transaction involves sale transactions ranging from $202.50 to $202.55 per share. The weighted average price per share was $202.53. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(5) | The reported transaction involves sale transactions ranging from $204.65 to $205.57 per share. The weighted average price per share was $205.22. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(6) | The reported transaction involves sale transactions ranging from $205.87 to $206.82 per share. The weighted average price per share was $206.34. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(7) | The reported transaction involves sale transactions ranging from $206.88 to $207.87 per share. The weighted average price per share was $207.48. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(8) | The reported transaction involves sale transactions ranging from $207.88 to $208.85 per share. The weighted average price per share was $208.38. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(9) | The reported transaction involves sale transactions ranging from $208.89 to $209.36 per share. The weighted average price per share was $209.04. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(10) | Grant of stock options vesting in four equal quarterly installments commencing on March 31, 2016. |
(11) | Grant of stock options vesting in one installment on March 1, 2017. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
STUKALIN FELIX I C/O IPG PHOTONICS CORPORATION 50 OLD WEBSTER ROAD OXFORD, MA 01540 |
|
| SVP, North America Operations |
|
Signatures
|
/s/ Angelo P. Lopresti, Attorney-in-Fact | | 3/10/2021 |
**Signature of Reporting Person | Date |
IPG Photonics (NASDAQ:IPGP)
Historical Stock Chart
From May 2024 to Jun 2024
IPG Photonics (NASDAQ:IPGP)
Historical Stock Chart
From Jun 2023 to Jun 2024