Statement of Changes in Beneficial Ownership (4)
November 16 2020 - 6:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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GAPONTSEV VALENTIN P |
2. Issuer Name and Ticker or Trading Symbol
IPG PHOTONICS CORP
[
IPGP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO & Chairman of the Board |
(Last)
(First)
(Middle)
C/O IPG PHOTONICS CORPORATION, 50 OLD WEBSTER ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/12/2020 |
(Street)
OXFORD, MA 01540
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/12/2020 | | S | | 6308 | D | $202.92 (1) | 377330 | D | |
Common Stock | 11/12/2020 | | S | | 9489 | D | $203.58 (2) | 367841 | D | |
Common Stock | 11/12/2020 | | S | | 6892 | D | $204.60 (3) | 360949 | D | |
Common Stock | 11/12/2020 | | S | | 2311 | D | $205.78 (4) | 358638 | D | |
Common Stock | 11/13/2020 | | S | | 12245 | D | $201.20 (5) | 346393 | D | |
Common Stock | 11/13/2020 | | S | | 1807 | D | $202.54 (6) | 344586 | D | |
Common Stock | 11/13/2020 | | S | | 1200 | D | $203.30 (7) | 343386 | D | |
Common Stock | 11/13/2020 | | S | | 2300 | D | $204.58 (8) | 341086 | D | |
Common Stock | 11/13/2020 | | S | | 5375 | D | $205.49 (9) | 335711 | D | |
Common Stock | 11/13/2020 | | S | | 2073 | D | $206.28 (10) | 333638 | D | |
Common Stock | 11/16/2020 | | S | | 17602 | D | $201.04 (11) | 316036 | D | |
Common Stock | 11/16/2020 | | S | | 200 | D | $202.34 | 315836 | D | |
Common Stock | 11/16/2020 | | S | | 1027 | D | $203.78 (12) | 314809 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reported transaction involves sale transactions ranging from $202.21 to $203.20 per share. The weighted average price per share was $202.92. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(2) | The reported transaction involves sale transactions ranging from $203.21 to $204.20 per share. The weighted average price per share was $203.58. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(3) | The reported transaction involves sale transactions ranging from $204.21 to $205.04 per share. The weighted average price per share was $204.60. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(4) | The reported transaction involves sale transactions ranging from $205.38 to $206.05 per share. The weighted average price per share was $205.78. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(5) | The reported transaction involves sale transactions ranging from $201.00 to $201.95 per share. The weighted average price per share was $201.20. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(6) | The reported transaction involves sale transactions ranging from $202.01 to $202.94 per share. The weighted average price per share was $202.54. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(7) | The reported transaction involves sale transactions ranging from $203.01 to $203.99 per share. The weighted average price per share was $203.30. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(8) | The reported transaction involves sale transactions ranging from $204.04 to $205.03 per share. The weighted average price per share was $204.58. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(9) | The reported transaction involves sale transactions ranging from $205.05 to $206.03 per share. The weighted average price per share was $205.49. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(10) | The reported transaction involves sale transactions ranging from $206.05 to $206.77 per share. The weighted average price per share was $206.28. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(11) | The reported transaction involves sale transactions ranging from $201.00 to $201.58 per share. The weighted average price per share was $201.04. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
(12) | The reported transaction involves sale transactions ranging from $203.45 to $204.03 per share. The weighted average price per share was $203.78. The Reporting Person undertakes to provide upon request bythe SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GAPONTSEV VALENTIN P C/O IPG PHOTONICS CORPORATION 50 OLD WEBSTER ROAD OXFORD, MA 01540 | X | X | CEO & Chairman of the Board |
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Signatures
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/s/ Angelo P. Lopresti, Attorney-in-fact | | 11/16/2020 |
**Signature of Reporting Person | Date |
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