Current Report Filing (8-k)
August 16 2021 - 1:27PM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 16, 2021
Harbor
Custom Development, Inc.
(Exact
name of registrant as specified in its charter)
Washington
|
|
333-237507
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46-4827436
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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|
(IRS
Employer
Identification No.)
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11505
Burnham Dr., Suite 301
Gig
Harbor, Washington 98332
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code (253) 649-0636
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
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Title
of Each Class
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Trading
Symbol(s)
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Name
of Each Exchange on Which Registered
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Common
Stock
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HCDI
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The
Nasdaq Stock Market LLC
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8.0%
Series A Cumulative Convertible Preferred Stock
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HCDIP
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The
Nasdaq Stock Market LLC
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Warrants
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HCDIW
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The
Nasdaq Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
2.02 Results of Operations and Financial Condition
On August 16,
2021, Harbor Custom Development, Inc. (the “Company”) issued a press release announcing its financial results for
the second quarter ended June 30, 2021.
The
full text of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein.
The
information contained in this Current Report on Form 8-K pursuant to this “Item 2.02 Results of Operations and Financial Condition”
is being furnished. This information shall not be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of
1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section or shall such information be deemed incorporated
by reference in any filing under the Securities Act of 1933 or the Exchange Act, unless specifically identified therein as being incorporated
by reference.
Item
9.01 Financial Statements and Exhibit
(d)
Exhibits.
The
following exhibits are filed with this Current Report on Form 8-K:
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Harbor
Custom Development, Inc.
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Date:
August 16, 2021
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By:
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/s/
Jeff Habersetzer
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Jeff
Habersetzer
Chief
Operating Officer, Secretary, and General Counsel
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