Current Report Filing (8-k)
March 02 2021 - 6:07AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report:
March
1, 2021
Gaucho
Group Holdings, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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0-55209
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52-2158952
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State
of
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Commission
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IRS
Employer
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Incorporation
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File
Number
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Identification
No.
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1445
16th Street, Ste. 403
Miami
Beach, FL 33139
Address
of principal executive offices
212-739-7650
Telephone
number, including
Area
code
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Former
name or former address if changed since last report
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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[ ]
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Written
communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[
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Pre-commencement
communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[
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Pre-commencement
communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock
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VINO
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The
Nasdaq Stock Market LLC
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Item
8.01 Other Events.
On
March 1, 2021, the Company issued a press release providing a general corporate update subsequent to the the Company’s uplisting
to the Nasdaq Capital Market under the trading symbol “VINO”.
The
full text of the press release is furnished hereto as Exhibit 99.1 and incorporated herein by reference.
On March 1, 2021, the Company
moved its headquarters to 1445 16th Street, Suite 403, Miami Beach, Florida 33139. The Company’s telephone and
fax numbers remain the same, phone: 212-739-7700; fax: 212-655-3681.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized, on the 1st day of March, 2021.
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Gaucho
Group Holdings, Inc.
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By:
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/s/
Scott L. Mathis
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Scott
L. Mathis, President & CEO
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