Current Report Filing (8-k)
December 27 2019 - 4:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
______________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 27, 2019
Forward
Industries, Inc.
(Exact name of registrant as specified in
its charter)
New York
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001-34780
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13-1950672
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(State or Other Jurisdiction
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(Commission
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(I.R.S. Employer
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of Incorporation)
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File Number)
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Identification No.)
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477 S. Rosemary
Ave. Ste. 219
West Palm Beach,
Florida 33401
(Address of Principal Executive Office)
(Zip Code)
(561)
465-0030
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth
company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.01 per share
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FORD
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The NASDAQ Stock Market, LLC
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Item 2.02 Results of Operations and
Financial Condition
On December 27, 2019, Forward Industries,
Inc. (the “Company”) issued a press release announcing its financial results for the fiscal year ended September 30,
2019. A copy of such press release is furnished as Exhibit 99.1 to this report.
The information in Item 2.02 of this
report, including the information in the press release attached as Exhibit 99.1 to this report, is furnished pursuant to Item 2.02
of Form 8-K and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section. Furthermore, the information in Item 2.02 of this report, including
the information in the press release attached as Exhibit 99.1 to this report, shall not be deemed to be incorporated by reference
in the filings of the registrant under the Securities Act of 1933.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FORWARD INDUSTRIES, INC.
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Date: December 27, 2019
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By:
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/s/ Michael Matte
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Name: Michael Matte
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Title: Chief Financial Officer
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