Statement of Changes in Beneficial Ownership (4)
February 07 2020 - 3:22PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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LUNDQUIST NICHOLAS J |
2. Issuer Name and Ticker or Trading Symbol
FASTENAL CO
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FAST
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
2001 THEURER BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/6/2020 |
(Street)
WINONA, MN 55987
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/6/2020 | | S | | 500 | D | $38.115 | 574 | I | Owned by father (1) |
Common Stock | | | | | | | | 432000 (2) | D | |
Common Stock | | | | | | | | 56000 (3) | I | Owned by Spouse |
Common Stock | | | | | | | | 17344 (4) | I | Held in 401(K) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares are owned by reporting person's father and reporting person, along with his siblings, maintain a power of attorney to share investment and voting power over these shares. Reporting person disclaims beneficial ownership or these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose. |
(2) | On May 22, 2019, the common stock of Fastenal Company split 2-for-1 resulting the reporting person acquiring an additional 216,000 shares since his last holdings report on 4/29/2019. |
(3) | On May 22, 2019, the common stock of Fastenal Company split 2-for-1 resulting the reporting person's spouse acquiring an additional 28,000 shares since his last holdings report on 4/29/2019. |
(4) | On May 22, 2019, the common stock of Fastenal Company split 2-for-1 resulting in the reporting person acquiring an additional 8,874 shares related to the split and new money since his last holdings report filed on 4/29/2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
LUNDQUIST NICHOLAS J 2001 THEURER BOULEVARD WINONA, MN 55987 | X |
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Signatures
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/s/ John Milek, Attorney-in-Fact | | 2/7/2020 |
**Signature of Reporting Person | Date |
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