Specialized Disclosure Report (sd)
May 29 2020 - 06:26AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
________________________
CAPSTONE TURBINE CORPORATION
(Exact name of registrant as specified in its charter)
________________________
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Delaware
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001-15957
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95-4180883
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(State or other jurisdiction
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(Commission File Number)
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(I.R.S. Employer
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of incorporation)
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Identification No.)
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16640
Stagg Street,
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Van Nuys,
California
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91406
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(Address
of principal executive offices)
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(Zip
Code)
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Name: Frederick S. Hencken IIIPhone: (818) 734-5300
(Name and telephone number, including area code, of the person to
contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which
this form is being filed, and provide the period to which the
information in this form applies:
☑
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for
the reporting period from January 1 to December 31,
2019.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
In accordance with Rule 13p-1 promulgated under the Securities
Exchange Act of 1934, as amended, and Form SD, Capstone Turbine
Corporation (the “Company”) has filed a Conflict Minerals Report,
which is included as Exhibit 1.01 to this Form SD. A copy of the
Company’s Conflict Minerals Report is publicly available at
www.capstoneturbine.com/about.
Item 1.02 Exhibit
The Company is hereby filing its Conflict Minerals Report as
Exhibit 1.01 to this Form SD.
Section 2 — Exhibits
Item 2.01 Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the duly authorized undersigned.
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CAPSTONE TURBINE CORPORATION
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(Registrant)
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Date: May 29, 2020
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By:
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/s/ Frederick S. Hencken III
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Frederick S. Hencken III
Chief Financial Officer & Chief Accounting Officer
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