and PSUs beneficially owned by such person or entity that are exercisable or can be settled as of, or vest or become exercisable, as applicable, within 60 days after, March 23, 2022. Shares of common stock issuable pursuant to the vesting of and the right to settle RSUs, PSUs, exercise of stock options or warrants as of or within 60 days after March 23, 2022 are deemed outstanding and held by the holder of such options, warrants, RSUs or PSUs for the purpose of computing the percentage of outstanding common stock beneficially owned by such person but are not deemed outstanding for computing the percentage of outstanding common stock beneficially owned by any other person. A holder of options, warrants, RSUs, or PSUs that do not vest, become exercisable, or are scheduled to be settled, as applicable, within 60 days after March 23, 2022 is not deemed the beneficial owner thereof for purposes of this table.
(2)
These percentages have been calculated based on 11,471,730 shares of the Company’s common stock outstanding on March 23, 2022.
(3)
The reporting persons’ business address is 100 South Pointe Drive #1610, Miami Beach, Florida 33139.
(4)
Based on a Schedule 13G/A filed with the SEC on February 17, 2022 by Keith Kosow, KTK Capital, Inc. (“KTK Capital”), and Cedar Holdings MGMT, and includes (i) 621,058 shares held by Keith Kosow, (ii) 389,748 shares held by KTK Capital and (iii) 231,310 shares held by Cedar Holdings MGMT. Mr. Kosow controls KTK Capital and Cedar Holdings MGMT and Mr. Kosow is deemed the beneficial owner of the shares owned by each company.
(5)
The reporting persons’ business address is 245 Meriwether Circle, Alta, WY 83414.
(6)
Based on a Schedule 13G filed with the SEC on February 14, 2022 by J. Carlo Cannell and Cannell Capital LLC in which the reporting persons report that they have shared voting and dispositive power over 595,614 shares.
(7)
Comprised of (i) 369,663 shares of common stock held by Mr. Moradi, and (ii) 2,857,589 shares of common stock held by Sero Capital LLC, an entity for which David Moradi is deemed the beneficial owner. Excludes 22,560 RSUs that are vested, but are not scheduled to be settled within 60 days after March 23, 2022.
(8)
Comprised of (i) 321,751 shares of common stock held by Dr. Bettis; (ii) 432,375 shares of common stock held by CSB IV US Holdings LLC, an entity for which Dr. Bettis is deemed a beneficial owner; (iii) 18,600 shares of common stock held by Carr Bettis IRA, an account for which Dr. Bettis is deemed the beneficial owner; and (iv) 21,109 shares of common stock held in a donor advised fund over which Dr. Bettis has dispositive power. Excludes 97,340 RSUs that are vested as of March 23, 2022, but that are not scheduled to be settled within 60 days after March 23, 2022.
(9)
Comprised of 5,112 shares of common stock owned by Ms. Georgevich.
(10)
Comprised of (i) 18,588 shares of common stock owned by Mr. Varacalli; and (ii) 6,666 RSUs which are scheduled to vest and settle within 60 days after March 23, 2022.
(11)
Comprised of 96,638 shares of common stock owned by Mr. Lehmann. Excludes 16,091 RSUs that are vested as of or are scheduled to vest within 60 days after March 23, 2022, but that are not scheduled to be settled within 60 days after March 23, 2022.
(12)
Comprised of 200,000 shares of common stock owned by TurnMark Partners, L.P., an investment partnership beneficially owned by Mr. Tahir. Excludes 42,518 RSUs held by Mr. Tahir that are vested as of or are scheduled to vest within 60 days after March 23, 2022, but that are not scheduled to be settled within 60 days after March 23, 2022.
(13)
Comprised of 85,471 shares of common stock held by Mr. Coelho. Excludes 60,187 RSUs that are vested as of or are scheduled to vest within 60 days after March 23, 2022, but that are not scheduled to be settled within 60 days after March 23, 2022.
(14)
Comprised of 22,029 shares of common stock held by Mr. Hundley.
(15)
Comprised of (i) an aggregate of 4,448,925 shares of common stock; and (ii) 6,666 RSUs that are scheduled to vest and be settled within 60 days after March 23, 2022.