Initial Statement of Beneficial Ownership (3)
August 10 2020 - 4:59PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wirick Angela L |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/6/2020
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3. Issuer Name and Ticker or Trading Symbol
AtriCure, Inc. [ATRC]
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(Last)
(First)
(Middle)
7555 INNOVATION WAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
MASON, OH 45040
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 47505 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-qualified Stock Option (right to buy) | 7/28/2015 (2) | 7/28/2024 | Common Stock | 5000 | $16.95 | D | |
Explanation of Responses: |
(1) | Includes 24,044 shares of unvested restricted stock awarded under the AtriCure, Inc. 2014 Equity Incentive Plan. One third of the shares vest annually upon the respective one, two and three year anniversaries of the date of grant. Restricted stock awarded prior to 2018 vests at a rate of 25% on the first anniversary date of the grant and ratably each month thereafter over the following three years. |
(2) | These options were granted on July 28, 2014 and vest at a rate of 25% on the first anniversary date of the grant and ratably each month thereafter over the following three years. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wirick Angela L 7555 INNOVATION WAY MASON, OH 45040 |
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| Chief Financial Officer |
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Signatures
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/s/ Angela L. Wirick | | 8/10/2020 |
**Signature of Reporting Person | Date |
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