Initial Statement of Beneficial Ownership (3)
June 17 2020 - 5:47PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Boness Naomi Louise |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/4/2020
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3. Issuer Name and Ticker or Trading Symbol
AEMETIS, INC [AMTX]
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(Last)
(First)
(Middle)
20400 STEVENS CREK BLVD, SUITE 700 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
CUPERTINO, CA 95014
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option (right to buy) | 9/4/2020 (1) | 6/4/2030 | Common stock and Series B Preferred | 10000 (2) | $0.81 | D | |
Explanation of Responses: |
(1) | 1/8th of the Option Shares vest every three(3)months from the date of the grant. |
(2) | Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 10,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.81 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Boness Naomi Louise 20400 STEVENS CREK BLVD, SUITE 700 CUPERTINO, CA 95014 | X |
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Signatures
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/s/Todd Waltz attorney-infact | | 6/17/2020 |
**Signature of Reporting Person | Date |
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