- Current report filing (8-K)
March 15 2012 - 4:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 15, 2012 (March 15, 2012)
HARRIS & HARRIS GROUP, INC.
(Exact name of registrant as specified in
its charter)
|
|
|
|
|
New York
(State or other jurisdiction of incorporation)
|
|
0-11576
(Commission File Number)
|
|
13-3119827
(IRS Employer Identification No.)
|
1450 Broadway
New York, New York 10018
(Address of principal executive offices
and zip code)
(212) 582-0900
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
o
|
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
|
|
o
|
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
|
|
o
|
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
|
|
o
|
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 8.01. Other Events.
On March 15, 2012,
Harris & Harris Group, Inc. (the “Company”) released the Annual Letter to Shareholders, which is available on the
Company’s website at www.HHVC.com. A copy of the Annual Letter to Shareholders is attached as Exhibit 99.1 to this Form 8-K,
and the Company's press release issued March 15, 2012, is attached as Exhibit 99.2.
The Annual Letter to
Shareholders may contain statements of a forward-looking nature relating to future events. These forward-looking statements are
subject to the inherent uncertainties in predicting future results and conditions. These statements reflect the Company's
current beliefs, and a number of important factors could cause actual results to differ materially from those expressed in the
Annual Letter to Shareholders. Please see the Company's Annual Report on Form 10-K for the year ended December 31, 2011, as well
as subsequent SEC filings, filed with the Securities and Exchange Commission for a more detailed discussion of the risks and uncertainties
associated with the Company's business, including but not limited to, the risks and uncertainties associated with venture capital
investing and other significant factors that could affect the Company's actual results. Except as otherwise required by Federal
securities laws, the Company undertakes no obligation to update or revise these forward-looking statements to reflect new events
or uncertainties.
Additional Information
The reference to the
website www.HHVC.com has been provided as a convenience, and the information contained on such website is not incorporated by reference
into this Form 8-K.
Item 9.01. Financial Statements and Exhibits.
Exhibit No.
|
Description
|
|
|
99.1
|
Annual Letter to Shareholders
|
99.2
|
Press Release, dated March 15, 2012
|
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: March 15, 2012
|
HARRIS & HARRIS GROUP, INC.
|
|
|
|
By:
|
/S/ DOUGLAS W. JAMISON
|
|
|
Douglas W. Jamison
Chief Executive Officer
|
EXHIBIT INDEX
Exhibit No.
|
Description
|
|
|
99.1
|
Annual Letter to Shareholders
|
99.2
|
Press Release, dated March 15, 2012
|
180 Degree Capital (NASDAQ:TURN)
Historical Stock Chart
From Jun 2024 to Jul 2024
180 Degree Capital (NASDAQ:TURN)
Historical Stock Chart
From Jul 2023 to Jul 2024