Statement of Changes in Beneficial Ownership (4)

Date : 08/01/2019 @ 10:34PM
Source : Edgar (US Regulatory)
Stock : Uranium Energy Corp (UEC)
Quote : 0.97  0.0025 (0.26%) @ 12:59AM
After Hours
Last Trade
Last $ 0.97 ▲ 0.00 (0.21%)

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Adnani Amir
2. Issuer Name and Ticker or Trading Symbol

URANIUM ENERGY CORP [ UEC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
PRESIDENT AND CEO
(Last)          (First)          (Middle)

SUITE 1830, 1030 WEST GEORGIA ST.
3. Date of Earliest Transaction (MM/DD/YYYY)

7/30/2019
(Street)

VANCOUVER, A1 V6E 2Y3
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options   $0.9421   7/30/2019     A   (1)    550000         (2) 7/30/2029   Common Stock   550000   $0   550000   D    
Restricted Stock Units     (3) 7/30/2019     A      300000         (4)   (4) Common Stock   300000   $0   300000   D    
Performance Based Restricted Stock Units     (5) 7/30/2019     A      600000         (6)   (6) Common Stock   600000   $0   600000   D    

Explanation of Responses:
(1)  Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan.
(2)  Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
(3)  Each restricted stock unit represents a contingent right to receive one share of common stock.
(4)  The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.
(5)  Each performance based restricted stock unit represents a contingent right to receive one share of common stock.
(6)  The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Adnani Amir
SUITE 1830, 1030 WEST GEORGIA ST.
VANCOUVER, A1 V6E 2Y3
X
PRESIDENT AND CEO

Signatures
/s/ AMIR ADNANI 7/31/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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