Statement of Changes in Beneficial Ownership (4)
June 24 2021 - 5:11PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KLENDA JEFFREY T. |
2. Issuer Name and Ticker or Trading Symbol
UR-ENERGY INC
[
URG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) BOARD CHAIRMAN AND CEO |
(Last)
(First)
(Middle)
10758 W. CENTENNIAL ROAD, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/23/2021 |
(Street)
LITTLETON, CO 80127
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | 6/23/2021 | | M | | 160000 | A | $0.5941 (1) | 2936172 | D | |
Common Shares | 6/23/2021 | | S | | 160000 | D | $1.5871 (2) | 2776172 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common share options (right to buy) | $0.5941 (1) | 6/23/2021 | | M | | | 160000 | (3) | 12/16/2021 | Common Shares | 160000 | $0 | 1332198 | D | |
Explanation of Responses: |
(1) | The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5941 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8139). |
(2) | The shares were sold at $1.9500 Canadian dollars; $1.5871 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8139). |
(3) | The options granted on 12/16/2016 vested and became exercisable as follows: 33,812 on 12/16/2016; 74,386 on 5/2/2017; 74,386 on 9/16/2017; 74,386 on 1/31/2018; and 81,148 on 6/16/2018. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KLENDA JEFFREY T. 10758 W. CENTENNIAL ROAD SUITE 200 LITTLETON, CO 80127 | X |
| BOARD CHAIRMAN AND CEO |
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Signatures
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/s/ Roger L. Smith Roger L. Smith pursuant to Power of Attorney | | 6/24/2021 |
**Signature of Reporting Person | Date |
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