Clifford L. Neuman, Esq.
Clifford L. Neuman, PC
6800 N. 79th Street, Suite 200
Niwot, CO. 80503
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and if filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. [ ]
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule including all exhibits. See § 240.13d-7 for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover
page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP No. 381119106
|
Page 2 of 14
|
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
Sentient Global Resources Fund III, L.P.
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b)
o
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS (See Instructions)
OO
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
|
7.
|
SOLE
VOTING POWER
0
|
8.
|
SHARED VOTING POWER
0
|
9.
|
SOLE
DISPOSITIVE POWER
0
|
10.
|
SHARED DISPOSITIVE POWER
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0
|
14.
|
TYPE OF REPORTING PERSON
PN
|
|
|
|
|
CUSIP No. 381119106
|
Page 3 of 14
|
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
SGRF III Parallel I, L.P. is no longer a Reporting Person
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b)
o
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS (See Instructions)
OO
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
0
|
9.
|
SOLE DISPOSITIVE POWER
0
|
10.
|
SHARED DISPOSITIVE POWER
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0
|
14.
|
TYPE OF REPORTING PERSON
PN
|
|
|
|
|
CUSIP No. 381119106
|
Page 4 of 14
|
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
Sentient Executive GP III, Limited
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b)
o
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS (See Instructions)
OO
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER 0
|
8.
|
SHARED VOTING POWER 0
|
9.
|
SOLE DISPOSITIVE POWER 0
|
10.
|
SHARED DISPOSITIVE POWER 0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0
|
14.
|
TYPE OF REPORTING PERSON
CO
|
|
|
|
|
CUSIP No. 381119106
|
Page 5 of 14
|
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
Sentient GP III, L.P.
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b)
o
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS (See Instructions)
OO
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
0
|
9.
|
SOLE DISPOSITIVE POWER
0
|
10.
|
SHARED DISPOSITIVE POWER
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0
|
14.
|
TYPE OF REPORTING PERSON
CO
|
|
|
|
|
CUSIP No. 381119106
|
Page 6 of 14
|
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
Sentient GP IV, L.P.
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b)
o
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS (See Instructions)
OO
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER
37,650,684
|
8.
|
SHARED VOTING POWER
0
|
9.
|
SOLE DISPOSITIVE POWER
37,650,684
|
10.
|
SHARED DISPOSITIVE POWER
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,650,684
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
23.17%
|
14.
|
TYPE OF REPORTING PERSON
CO
|
|
|
|
|
CUSIP No. 381119106
|
Page 7 of 14
|
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
Sentient Global Resources Fund IV, L.P.
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b)
o
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS (See Instructions)
OO
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER
37,650,684
|
8.
|
SHARED VOTING POWER
0
|
9.
|
SOLE DISPOSITIVE POWER
37,650,684
|
10.
|
SHARED DISPOSITIVE POWER
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,650,684
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
23.17%
|
14.
|
TYPE OF REPORTING PERSON
PN
|
|
|
|
|
CUSIP No. 381119106
|
Page 8 of 14
|
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY)
Sentient Executive GP IV, Limited
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b)
o
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS (See Instructions)
OO
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER
37,650,684
|
8.
|
SHARED VOTING POWER
0
|
9.
|
SOLE DISPOSITIVE POWER
37,650,684
|
10.
|
SHARED DISPOSITIVE POWER
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,650,684
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
23.17%
|
14.
|
TYPE OF REPORTING PERSON
CO
|
|
|
|
|
CUSIP No. 381119106
|
Page 9 of 14
|
|
Item 1.
|
Security and Issuer
|
This filing relates to the Common Stock
(the “Common Stock”) of Golden Minerals Company (“Golden Minerals” or the “Issuer”), a Delaware
corporation. The address of Golden Minerals’ principal office is 350 Indiana Street, Suite 800, Golden, Colorado 80401.
|
Item 2.
|
Identity and Background is amended to read as follows:
|
(a) – (c) This Schedule is being filed
jointly by: (i) Sentient Global Resources Fund III, L.P. (“Fund III”), (ii) SGRF III Parallel I, L.P. (“Parallel
I”), (iii) Sentient Executive GP III, Limited (“Sentient Executive III”), (iv) Sentient GP III, L.P. (“GP
III); (v) Sentient Global Resources Fund IV, L.P. (“Fund IV”); (vi) Sentient GP IV, L.P. (“GP IV”); and
(vii) Sentient Executive GP IV, Limited (“Sentient Executive IV”) (the foregoing are collectively referred to herein
as the “Reporting Persons” or “Sentient”). Sentient Executive IV is the general partner of the general
partner of Fund IV and makes the investment decisions for those entities.
Fund III is
a Cayman Islands limited partnership. The sole general partner of Fund II is Sentient GP III, L.P. which is a Cayman Islands limited
partnership (“GP III”). Parallel I combined with Fund III effective December 14, 2020 and as a result is no longer
a separate Reporting Person. The sole general partner of GP III is Sentient Executive III which is a Cayman Islands exempted company.
Fund IV is a Cayman Islands limited partnership. The sole general partner is Sentient GP IV, L.P. which is a Cayman Islands limited
partnership (“GP IV”). The sole general partner of GP IV is Sentient Executive IV which is a Cayman Islands exempted
company. The principal business of Fund III, Parallel I, and Fund IV is making investments in public and private companies engaged
in mining and other natural resources activities. The principal business of GP III is performing the functions of and serving as
the sole general partner of Fund III, Parallel I and other similar funds and the principal business of Sentient Executive III is
performing the functions of and serving as the sole general partner of GP III. Investment decisions related to investments of Fund
III and Parallel I are made by Sentient Executive with the approval of Fund III and Parallel I, as appropriate. The principal business
of GP IV is performing the functions of and serving as the sole general partner of Fund IV, and other similar funds and the principal
business of Sentient Executive IV is performing the functions of and serving as the sole general partner of GP IV. Investment decisions
related to investments of Fund IV are made by Sentient Executive IV with the approval of Fund IV.
The principal offices of each of the Reporting
Persons is: Landmark Square, 1st Floor, 64 Earth Close, West Bay Beach South, P.O. Box 10795, George Town, Grand Cayman KY1-1007,
Cayman Islands.
(d)
During the past 5 years, none of the Reporting Persons, and to the best knowledge of the Reporting Persons, none of the
Schedule A Persons has been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors).
(e)
During the past 5 years, none of the Reporting Persons, and to the best knowledge of the Reporting persons, none of the
Schedule A Persons a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in
a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws, or a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction that resulted in a judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f)
The citizenship of the Schedule A Persons who are natural persons is set forth on Schedule A and incorporated herein by
this reference.
|
Item 3.
|
Source and Amount of Funds or Other Consideration
|
The funds used by Fund IV to make the investments
in Golden Minerals described below are funds held by it for investment.
CUSIP No. 381119106
|
Page 10 of 14
|
|
Item 4.
|
Purpose of Transaction is amended to read as follows:
|
(a) The acquisition of additional securities
of the Issuer, or the disposition of securities of the Issuer.
Convertible Note
On October 27, 2015, the Issuer, entered
into a Loan Agreement (the “Loan Agreement”) with Fund IV (“Fund IV ”). At that time the
Reporting Persons owned, in the aggregate, approximately 27% of the Issuer’s outstanding Common Stock (excluding restricted
Common Stock held by the Issuer’s employees and excluding shares reserved for issuance pursuant to the exercise of warrants
and conversion of the Note described herein).
Pursuant to the terms of the Loan Agreement,
on October 27, 2015, the Issuer borrowed from Fund IV $5.0 million, the entire amount available under the Loan Agreement,
and the Issuer delivered a Senior Secured Convertible Note (the “Note”) in favor of Fund IV, with principal
and accrued interest thereunder due on October 27, 2016. Pursuant to the Loan Agreement and as required by NYSE American
rules, the conversion features of the Note would only be effective if approved by the Issuer’s shareholders which approval
occurred on January 19, 2016. As a result, at the option of Fund IV, all or any of the outstanding principal balance together with
accrued and unpaid interest evidenced by the Note became convertible into shares of the Issuer’s Common Stock at a conversion
price equal to the lowest of (i) $0.29 (90 percent of the 15-day volume weighted average price (“VWAP”) for the
period immediately preceding the loan funding date), (ii) 90 percent of the 15-day VWAP for the period immediately preceding
any election to convert, or (iii) an anti-dilution adjusted price based on the lowest price for which the Issuer has sold
its stock following the borrowing date (subject to certain exceptions set forth in the Note).
On February 11, 2016, Sentient converted
a portion of the Note ($3,874,416 in principal and $132,772 in accrued interest) (the “Partial Note Conversion”) leaving
an unpaid principal balance of $1,125,584. The partial conversion of principal and interest was at a conversion price of $0.1715773,
which was 90% of the 15 day VWAP for the period immediately preceding the conversion date. The Partial Note Conversion resulted
in the acquisition by Fund IV of an additional 23,355,000 shares of Common Stock and an additional 102,182 September 2012 Warrants,
pursuant to the anti-dilution adjustment feature of the September 2012 Warrants triggered by the Partial Note Conversion.
On June 10, 2016, Sentient converted the
final portion of the Note ($1,125,583.61 in principal and $34,064.20 in accrued interest) (the “Final Note Conversion”)
leaving an unpaid principal balance of $0. The final conversion of principal and interest was at a conversion price of $0.289063541,
which was 90% of the 15 day VWAP for the period immediately preceding the loan funding date. The Final Note Conversion resulted
in the acquisition by Fund IV of an additional 4,011,740 shares of Common Stock and an additional 1,589 September 2012 Warrants,
pursuant to the anti-dilution adjustment feature of the September 2012 Warrants triggered by the Final Note Conversion.
As of the date of this Schedule, all Warrants
issued to Sentient have expired without exercise.
Effective October 27, 2020, Fund III and
Parallel I sold an aggregate of 1,612,772 shares of common stock at a price of $0.455 per share. The shares were sold in a market
transaction.
Effective October 29, 2020, Fund III and
Parallel I sold an aggregate of 31,700 shares of common stock at price of $0.440 per share. The shares were sold in a market transaction.
Effective December 14, 2020, Parallel I
was consolidated into Fund III, and as a result all securities held of record by Parallel I became owned of record by Fund III.
Effective February 19, 2021, Fund III sold
an aggregate of 195,551 shares of common stock at a price of $0.8301 per share. The shares were sold in a market transaction.
Effective February 23, 2021, Fund III sold
an aggregate of 1,868,378 shares of common stock at a price of $0.8368 per share. The shares were sold in a market transaction.
As a result of the transactions described
above, Fund III no longer owns any shares of common stock of the Issuer, and Parallel I no longer exists.
CUSIP No. 381119106
|
Page 11 of 14
|
Summary of Ownership
The following table shows the number of
shares of the Issuer’s Common Stock after giving effect to the transactions described in this Schedule 13D/A-13 and the percentage
ownership of Fund III, Parallel I, and Fund IV.
|
|
Number of Shares
owned as of
February 23, 2021
|
|
|
Total ownership
as a %
of fully diluted
shares as
of February 23, 2021
|
|
Fund III
|
|
|
0
|
|
|
|
0%
|
|
Parallel I
|
|
|
0
|
|
|
|
0%
|
|
Fund IV
|
|
|
37,650,684
|
|
|
|
23.17%
|
|
Total
|
|
|
37,650,684
|
|
|
|
23.17%
|
|
The percentage of outstanding shares is
based upon the Issuer having a total of 162,469,612 shares of Common Stock issued and outstanding as of February 17, 2021 as reported
by the Issuer in its Annual Report on Form 10-K for the year ended December 31, 2020.
The Reporting Persons reserve the right
to acquire beneficial ownership or control over additional securities of the Issuer.
(b) Any extraordinary corporate transaction,
such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries.
None. The Reporting Persons reserve the
right to explore future opportunities.
(c) A sale or transfer of a material
amount of assets of the Issuer or any of its subsidiaries.
None.
(d) Any change in the present board or
directors or management of the Issuer, including plans or proposals to change the number of term of directors or to fill any existing
vacancies on the board.
None.
(e) Any material change in the present
capitalization or dividend policy of the Issuer.
None.
(f) Any other material change in the
Issuer’s business or corporate structure. None, except as set forth herein.
None.
(g) Changes to the Issuer’s charter,
bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person.
None.
CUSIP No. 381119106
|
Page 12 of 14
|
(h) Causing a class of securities of
the Issuer to be delisted form a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation
system of a registered national securities association.
None.
(i) Causing a class of equity securities
of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act.
None.
(j) Any action similar to any of those
enumerated above.
None.
|
Item 5.
|
Interest in Securities of the Issuer is amended to read as follows:
|
Fund III owns no shares of the Issuer’s
Common Stock.
Parallel I no longer exists.
Fund IV owns
37,650,684 shares of the Issuer’s Common Stock
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
None.
|
Item 7.
|
Material to be Filed as Exhibits
|
Filing Agreement dated February 26, 2021 by and among Sentient
Global Resources Fund III, L.P., SGRF III Parallel I, L.P.; Sentient Executive GP III, Limited; Sentient GP III, L.P.; Sentient
Global Resources Fund IV, L.P., Sentient GP IV, L.P., its General Partner and Sentient Executive GP IV, Limited, General Partner
filed herewith.
Registration Rights Agreement between Golden Minerals Company and Sentient Global Resources Fund IV, L.P. dated as of June 10, 2016 as filed as Exhibit 10.1 on the Company’s Current
Report on Form 8-K filed with the Commission on June 14, 2016 and incorporated herein by reference.
CUSIP No. 381119106
|
Page 13 of 14
|
Signatures
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true, complete and correct.
Sentient Global Resources Fund III, L.P.
By: Sentient GP III, L.P., General Partner
By: Sentient Executive GP III,
Limited, General Partner
By: /s/ Mike de Leeuw
Mike de Leeuw, Director
Date: February 26, 2021
|
Sentient GP IV, L.P.
By: /s/ Mike de Leeuw
Mike de Leeuw, Director
Date: February 26, 2021
Sentient Executive GP IV, Limited
By: /s/ Mike de Leeuw
Mike de Leeuw, Director
Date: February 26, 2021
|
Sentient GP III, L.P.
By: /s/ Mike de Leeuw
Mike de Leeuw, Director
Date: February 26, 2021
Sentient Executive GP III, Limited
By: /s/ Mike de Leeuw
Mike de Leeuw, Director
Date: February 26, 2021
|
Sentient Global Resources Fund IV, L.P.
By: Sentient GP IV, L.P., General Partner
By: Sentient Executive GP IV,
Limited, General Partner
By: /s/ Mike de Leeuw
Mike de Leeuw, Director
Date: February 26, 2021
|
|
|
CUSIP No. 381119106
|
Page 14 of 14
|
SCHEDULE A
The (i) name, (ii) title, (iii) citizenship,
(iv) principal occupation and (v) business address of each director of Sentient Executive GP III, Limited and Sentient Executive
GP IV, Limited are as follows. Neither Sentient Executive GP III, Limited nor Sentient Executive GP IV, Limited has any executive
officers.
Name
|
|
Title
|
|
Citizenship
|
|
Principal Occupation
|
|
Business Address
|
|
|
|
|
|
|
|
|
|
Mike de Leeuw
|
|
Director
|
|
Australia
|
|
Investment Manager
|
|
Landmark Square
1st Floor, 64 Earth Close
West Bay Beach South
P.O. Box 10795
George Town, Grand Cayman KY1-1007
Cayman Islands
|
|
|
|
|
|
|
|
|
|
Greg Link
|
|
Director
|
|
New Zealand
|
|
Director
(Sentient Executive GP IV Limited only)
|
|
Landmark Square
1st Floor, 64 Earth Close
West Bay Beach South
P.O. Box 10795
George Town, Grand Cayman KY1-1007
Cayman Islands
|
|
|
|
|
|
|
|
|
|
Pieter Britz
|
|
Director
|
|
Australian
|
|
Director
(Sentient Executive GP IV Limited only)
|
|
Level 18 Suite 1A
1 Bligh Street
Sydney, NSW 2000
Austrailia
|
|
|
|
|
|
|
|
|
|
Peter Weidmann
|
|
Director
|
|
Germany
|
|
Investor Relations Manager
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Schellingstrasse 76
80799 Munich
Germany
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Andrew Pullar
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Director
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Australian
U.K
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Director
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Level 18 Suite 1A
1 Bligh Street
Sydney, NSW 2000
Austrailia
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