Caledonia Mining Corporation Plc: Notification of relevant change to significant shareholder
October 15 2020 - 2:01AM
Caledonia Mining Corporation Plc (“Caledonia” or the “Company”)
(NYSE AMERICAN: CMCL; AIM: CMCL) announces that it received
notification on October 14, 2020, from BlackRock, Inc., which is a
“significant shareholder” of the Company as defined by the AIM
Rules for Companies, that it has slightly decreased its interest in
the Company and on October 13, 2020 crossed a particular threshold
for notification of its holdings in the Company. A copy of the
notification is below.
TR-1:
Standard form for
notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible)i |
|
1a. Identity of the
issuer or the underlying issuer of existing shares
to which voting rights are
attachedii: |
Caledonia Mining Corporation Plc |
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if appropriate) |
Non-UK issuer |
X |
2. Reason for the
notification (please mark the appropriate box or boxes
with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify)iii: |
|
3. Details of person
subject to the notification
obligationiv |
Name |
BlackRock, Inc. |
City and country of registered office (if applicable) |
Wilmington, DE, USA |
4. Full name of shareholder(s) (if different from
3.)v |
Name |
|
City and country of registered office (if applicable) |
|
5. Date on which the threshold
was crossed or
reachedvi: |
13/10/2020 |
6. Date on which issuer notified
(DD/MM/YYYY): |
14/10/2020 |
7. Total positions of
person(s) subject to the notification obligation |
|
% of voting rightsattached to shares (total of 8. A) |
% of voting rightsthrough financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number ofvoting rights of issuervii |
Resulting situation on the date on which threshold was crossed or
reached |
4.80% |
0.64% |
5.45% |
12,118,823 |
Position of previous notification (if applicable) |
5.00% |
0.40% |
5.40% |
|
8. Notified details of
the resulting situation
on the date on which the threshold was
crossed or
reachedviii |
A: Voting rights attached to shares |
Class/type ofsharesISIN code (if
possible) |
Number of voting
rightsix |
% of voting rights |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
JE00BF0XVB15 |
|
582,346 |
|
4.80% |
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.
A |
582,346 |
4.80% |
|
B 1:
Financial Instruments according to Art.
13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a)) |
Type of financial instrument |
Expirationdatex |
Exercise/ Conversion
Periodxi |
Number of voting rights that may
be acquired if the instrument
is
exercised/converted. |
% of voting rights |
Securities Lending |
|
|
45,500 |
0.37% |
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B
1 |
45,500 |
0.37% |
|
B 2: Financial Instruments
with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b)) |
Type of financial instrument |
Expiration datex |
Exercise/ Conversion Period
xi |
Physical or cash
settlementxii |
Number of voting rights |
% of voting rights |
CFD |
|
|
Cash |
32,901 |
0.27% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL
8.B.2 |
32,901 |
0.27% |
|
9. Information in
relation to the person subject to the notification
obligation (please mark the applicable box with an
“X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
|
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary) |
X |
Namexv |
% of voting rights ifit equals or is higherthan the
notifiable threshold |
% of voting rightsthrough
financial instrumentsif it equals or is higher than the
notifiable threshold |
Total of both if it equalsor is higher than the notifiable
threshold |
See Attachment |
|
|
|
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional
informationxvi |
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein020
7743 3650 |
Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion |
14 October, 2020 |
Section 9 Attachment
Namexv |
% of voting rightsif it equals or is higherthan the
notifiable threshold |
% of voting rights
throughfinancial instruments if itequals or is
higherthan the notifiable threshold |
Total of both if itequals or is higherthan the notifiable
threshold |
BlackRock, Inc. |
|
|
|
Trident Merger, LLC |
|
|
|
BlackRock Investment Management, LLC |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Institutional Trust Company, National Association |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Capital Holdings, Inc. |
|
|
|
BlackRock Advisors, LLC |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Fund Advisors |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd. |
|
|
|
BlackRock HK Holdco Limited |
|
|
|
BlackRock Lux Finco S.a.r.l. |
|
|
|
BlackRock Japan Holdings GK |
|
|
|
BlackRock Japan Co., Ltd. |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Holdco 3, LLC |
|
|
|
BlackRock Canada Holdings LP |
|
|
|
BlackRock Canada Holdings ULC |
|
|
|
BlackRock Asset Management Canada Limited |
|
|
|
|
|
|
|
For further information please contact:
Caledonia
Mining Corporation Plc Mark Learmonth Camilla
Horsfall |
Tel: +44 1534 679
802 Tel: +44 7817 841793 |
|
|
WH Ireland
Adrian Hadden/James Sinclair-Ford |
Tel: +44 20 7220 1751 |
|
|
Blytheweigh Tim
Blythe/Megan Ray 3PPB Patrick Chidley
Paul Durham |
Tel: +44 207 138 3204 Tel: +1 917
991 7701 Tel: +1 203 940 2538 |
Caledonia Mining (AMEX:CMCL)
Historical Stock Chart
From Aug 2024 to Sep 2024
Caledonia Mining (AMEX:CMCL)
Historical Stock Chart
From Sep 2023 to Sep 2024