Amended Statement of Changes in Beneficial Ownership (4/a)
June 14 2021 - 4:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Anding Julie M |
2. Issuer Name and Ticker or Trading Symbol
HARLEY-DAVIDSON, INC.
[
HOG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Administrative Officer |
(Last)
(First)
(Middle)
HARLEY-DAVIDSON, INC., 3700 WEST JUNEAU AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/5/2021 |
(Street)
MILWAUKEE, WI 53208
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/8/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Share Units | $0.0000 | | | | | | | (1) | (1) | Common Stock | 2055.8010 | | 2055.8010 (2) | D | |
Explanation of Responses: |
(1) | Restricted stock units were deferred pursuant to the Harley-Davidson, Inc. Management Deferred Compensation Plan. Each such unit represents a contingent right to receive one share of stock upon Separation from Service in accordance with the Harley-Davidson, Inc. Management Deferred Compensation Plan . One third of the units vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. |
(2) | This Amended Form 4 is being filed to include the deferred RSU balance. The initial Form 3, filed by the reporting person on February 5, 2019, did not include this balance, nor did subsequent reports. The balance includes additional Share Units credited to the reporting person pursuant to dividend reinvestment. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Anding Julie M HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE, WI 53208 |
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| Chief Administrative Officer |
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Signatures
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/s/ Paul J. Krause, as Power of Attorney | | 6/14/2021 |
**Signature of Reporting Person | Date |
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