Current Report Filing (8-k)
May 25 2021 - 2:35PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
May 24, 2021
REDHAWK HOLDINGS CORP.
(Exact name of registrant as specified
in its charter)
Nevada
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000-54323
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20-3866475
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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100 Petroleum Drive, Suite
200, Lafayette, Louisiana 70508
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(Address of principal executive offices) (Zip Code)
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Registrant’s telephone number, including
area code: (337) 269-5933
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act: None.
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
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Results of Operations and Financial Condition.
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On
May 24, 2021, RedHawk Holdings Corp. (the “Company”) issued a press release regarding its financial results
for the three and nine months ended March 31, 2021. A copy of the press release, which includes a summary of such financial results
is furnished as Exhibit 99.1 to this Form 8-K.
The
information contained in this Current Report shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a
filing.
The
press release furnished as Exhibit 99.1 to this Current Report on Form 8-K, contains forward-looking statements
within the safe harbor provisions under The Private Securities Litigation Reform Act of 1995, and, as such, may involve known
and unknown risks, uncertainties and assumptions. These forward-looking statements relate to the Company’s current expectations
and are subject to the limitations and qualifications set forth in the press release as well as in the Company’s other filings
with the Securities and Exchange Commission, including, without limitation, that actual events and/or results may differ materially
from those projected in such forward-looking statements. These statements also involve known and unknown risks, which may cause
the results of the Company, its divisions and concepts to be materially different than those expressed or implied in such statements.
Accordingly, readers should not place undue reliance on any forward-looking statements. Forward-looking statements may include
comments as to the Company’s beliefs and expectations as to future financial performance, events and trends affecting its
business and are necessarily subject to uncertainties, many of which are outside the Company’s control. More information
on potential factors that could affect the Company’s financial results is included from time to time in the “Forward-Looking
Statements,” “Risk Factors” and “Management’s Discussion and Analysis of Financial
Condition and Results of Operations” sections of the Company’s periodic and current filings with the SEC, including
the Form 10-Qs and Form 10-Ks, filed with the SEC and available at www.sec.gov and in the “Investor
Relations” section of the Company’s website at https://www.redhawkholdingscorp.com/. Forward-looking
statements speak only as of the date they are made. The Company undertakes no obligation to publicly update or revise any forward-looking
statements, whether as a result of new information, future events or otherwise that occur after that date, except as otherwise
provided by law.
Item 9.01
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Financial Statements and Exhibits.
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* Furnished herewith.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned,
hereunto duly authorized.
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REDHAWK HOLDINGS CORP.
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Date: May 25, 2021
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By:
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/s/ G. Darcy Klug
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G. Darcy Klug
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Chief Financial Officer
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RedHawk (CE) (USOTC:SNDD)
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