Amended Statement of Beneficial Ownership (3/a)
February 12 2021 - 5:59PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Blavatnik Len |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/2/2020
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3. Issuer Name and Ticker or Trading Symbol
Warner Music Group Corp. [WMG]
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(Last)
(First)
(Middle)
C/O ACCESS INDUSTRIES, LLC, 40 WEST 57TH STREET, 28TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) ___X___ Other (specify below) / Affiliate of 10% Owner |
(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 6/2/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (1) | (1) | Class A Common Stock | 1400000 | (1) | I | By Trust (2) |
Explanation of Responses: |
(1) | Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. |
(2) | The securities reported are held directly by the LB 2020 Family Trust and may be deemed to be beneficially owned by Mr. Blavatnik as of June 2, 2020 because Mr. Blavatnik is a co-trustee of the LB 2020 Family Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this Form shall not be construed as an admission that such reporting person is the beneficial owner of any such securities. |
Remarks: This Form 3 Amendment is being filed solely to report holdings of securities which were unintentionally omitted in the original Form 3 filed on June 2, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Blavatnik Len C/O ACCESS INDUSTRIES, LLC 40 WEST 57TH STREET, 28TH FLOOR NEW YORK, NY 10019 | X |
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| Affiliate of 10% Owner |
Signatures
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/s/ Trent N. Tappe, as Attorney-in-Fact for Len Blavatnik | | 2/12/2021 |
**Signature of Reporting Person | Date |
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