Current Report Filing (8-k)
February 03 2021 - 5:21PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the
Securities Exchange Act of 1934
Date
of Report (date of earliest event reported): January 31, 2021
CREATIVE
REALITIES, INC.
(Exact
name of registrant as specified in its charter)
Minnesota
|
|
001-33169
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41-1967918
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(State or other jurisdiction
of
incorporation)
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|
(Commission File
Number)
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|
(IRS Employer
Identification No.)
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13100
Magisterial Drive, Suite 100, Louisville, KY
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40223
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(Address of principal
executive offices)
|
|
(Zip Code)
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(502)
791-8800
(Registrant’s
telephone number, including area code)
Not
applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common Stock, par
value $0.001 per share
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CREX
|
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The Nasdaq Stock
Market LLC
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Warrants to purchase
Common Stock
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CREXW
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The Nasdaq Stock
Market LLC
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Item
1.01 Entry into a Material Definitive Agreement.
Twelfth
Amendment to Loan and Security Agreement
On
January 31, 2021, Creative Realities, Inc. (the “Company”) entered into a Twelfth Amendment to Loan and Security Agreement
(the “Amendment”) with its subsidiaries and Slipstream Communications, LLC (“Lender”). Pursuant to the
Amendment, the parties agreed to extend the date on which the Lender’s existing $2,000,000.00 special loan to the Company
(with accrued and unpaid interest) automatically converts into a new class of senior preferred stock of the Company, from January
31, 2021 to February 28, 2021 (or upon an earlier event of default).
The
Amendment is filed as Exhibit 10.1 to this report, and the foregoing description is qualified in its entirety by reference thereto.
Item
9.01 Financial Statements and Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Creative
Realities, Inc.
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(Registrant)
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Date:
February 3, 2021
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By:
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/s/
Will Logan
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Will
Logan
Chief Financial Officer
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2
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