Report of Proposed Sale of Securities (144)
January 25 2021 - 3:25PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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OMB APPROVAL
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OMB Number: 3235-0101
Expires: July
31, 2023
Estimated
average burden hours per response 1.00
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SEC USE ONLY
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DOCUMENT SEQUENCE NO.
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ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
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CUSIP NUMBER
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1 (a) NAME OF ISSUER (Please type or print)
GOLD RESOURCE CORPORATION
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(b)
IRS IDENT. NO.
84-1473173
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(c)
S.E.C. FILE NO.
001-34857
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WORK LOCATION
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1 (d) ADDRESS OF ISSUER
2000
S. COLORADO BLVD.
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STREET
SUITE 10200
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(b)
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CITY
DENVER
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STATE
CO
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ZIP CODE
80403
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(e) TELEPHONE NO.
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AREA CODE
303
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NUMBER
320-7708
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2 (a) NAME OF PERSON
FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
JASON D. REID
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RELATIONSHIP TO ISSUER
FORMER OFFICER
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(c)
ADDRESS STREET
2886 CARRIAGE MANOR POINT
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CITY
COLORADO SPRINGS
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STATE
CO
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ZIP CODE
80906
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INSTRUCTION:
The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C.
File Number.
3 (a)
Title of the
Class of
Securities
To Be Sold
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(b)
Name and Address of Each
Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities
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SEC USE ONLY
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(c)
Number
of Shares
or Other Units
To Be Sold
(See instr. 3(c))
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(d)
Aggregate
Market
Value
(See instr. 3(d))
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(e)
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
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(f)
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
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(g)
Name of Each
Securities
Exchange
(See instr. 3(g))
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Broker-Dealer
File Number
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COMMON
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CHARLES SCHWAB
201 COLUMBINE STREET, SUITE #130
DENVER, CO 80206
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434,254
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$1,172,485
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74,289,434
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1/25/2021
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NYSE AMERICAN
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COMMON
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CANACCORD GENUITY
609 GRANVILLE STREET, SUITE 2200,
VANCOUVER, BC V7Y 1H2
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33,487
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90,414
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74,289,434
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1/25/2021
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NYSE AMERICAN
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COMMON
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COMPUTERSHARE
462 SOUTH 4th STREET, SUITE 1600
LOUISVILLE, KY 40202
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85,855
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231,808
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74,289,434
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1/25/2021
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NYSE AMERICAN
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INSTRUCTIONS:
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3. (a)
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Title of the class of
securities to be sold
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1. (a)
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Name of issuer
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(b)
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Name and address
of each broker through whom the securities are intended to be sold
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(b)
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Issuer’s I.R.S.
Identification Number
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(c)
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Number of shares or other
units to be sold (if debt securities, give the aggregate face amount)
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(c)
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Issuer’s S.E.C.
file number, if any
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(d)
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Aggregate market value
of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
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(d)
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Issuer’s address,
including zip code
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(e)
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Number of shares or other
units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
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(e)
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Issuer’s telephone
number, including area code
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by the most recent report
or statement published by the issuer
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(f)
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Approximate date on which
the securities are to be sold
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2. (a)
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Name of person for whose
account the securities are to be sold
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(g)
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Name of each securities
exchange, if any, on which the securities are intended to be sold
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(b)
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Such
person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any
of the foregoing)
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(c)
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Such person’s address,
including zip code
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Potential
persons who are to respond to the collection of information contained in this form are not
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required to
respond unless the form displays a currently valid OMB control number.
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SEC
1147 (08-07)
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TABLE I ––
SECURITIES TO BE SOLD
Furnish the following
information with respect to the acquisition of the securities to be sold
and with respect to
the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
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Date you
Acquired
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Nature of Acquisition Transaction
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Name of Person from Whom Acquired
(If gift, also give date donor acquired)
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Amount of
Securities Acquired
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Date of
Payment
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Nature of Payment
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COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
COMMON
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1/21/2009
3/4/2009
5/10/2012
11/15/2012
3/3/2014
5/14/2014
8/4/2017
1/15/2018
8/2/2018
8/15/2018
8/8/2019
8/15/2019
8/15/2020
12/29/2020
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Stock Option Exercise
Stock Option Exercise
Gift
Market Purchase
Gift
Market Purchase
Compensatory Stock Award
Stock Option Exercise
Compensatory Stock Award
Compensatory Stock Award
Compensatory Stock Award
Compensatory Stock Award
Compensatory Stock Award
Compensatory Stock Award
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Gold Resource Corporation
Gold Resource Corporation
Bill Reid, Unknown Date.
NA
Bill Reid, Unknown Date.
NA
Gold Resource Corporation
Gold Resource Corporation
Gold Resource Corporation
Gold Resource Corporation
Gold Resource Corporation
Gold Resource Corporation
Gold Resource Corporation
Gold Resource Corporation
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67,300
6,315
122,018
7,326
122,018
2,000
10,869
108,155
10,870
6,082
10,870
13,702
13,703
52,368
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1/21/2009
3/4/2009
NA
11/15/2012
NA
5/14/2009
NA
1/15/2018
NA
NA
NA
NA
NA
NA
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Net Exercise
Net Exercise
NA
Cash
NA
Cash
NA
Net Exercise
NA
NA
NA
NA
NA
NA
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INSTRUCTIONS:
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If the securities were purchased
and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of
the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments
describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
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TABLE II ––
SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following
information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are
to be sold.
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Title of Securities Sold
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Date of Sale
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Amount of
Securities Sold
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Gross Proceeds
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JASON REID, 2886 CARRIAGE MANOR POINT, COLORADO SPRINGS CO 80906
JASON REID, 2886 CARRIAGE MANOR POINT, COLORADO SPRINGS CO 80906
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COMMON STOCK
COMMON STOCK
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1/20/21
1/22/21
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300,000
140,764
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734,166
378,000
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REMARKS:
INSTRUCTIONS:
See the definition of “person”
in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold
but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons
whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
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ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
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1-25-2021
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/s/
Jason D. Reid
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DATE
OF NOTICE
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(SIGNATURE)
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The notice
shall be signed by the person for whose account the securities are to be sold. At least one copy
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DATE
OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
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of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures.
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IF RELYING
ON RULE 10B5-1
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ATTENTION: Intentional
misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (02-08)
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