Current Report Filing (8-k)
December 16 2020 - 2:19PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): December 16, 2020
TD
Holdings, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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001-36055
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45-4077653
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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25th
Floor, Block C, Tairan Building
No.
31 Tairan 8th Road, Futian District
Shenzhen,
Guangdong, PRC 518000
(Address
of Principal Executive Offices)
+86
(0755) 88898711
(Issuer’s
telephone number)
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant
under any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, par value $0.001
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GLG
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Nasdaq
Capital Market
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Item 5.02
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Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
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Resignation
of Jialin Cui
On
December 14, 2020, Mr. Jialin Cui resigned from his position as a director of the board of directors (the “Board”)
and chairman of the nominating and governance committee (the “Nominating Committee”) of the Board of TD Holdings,
Inc. (the “Company”) effective immediately. Mr. Cui’s resignation is not as a result of any disagreement
with the Company relating to its operations, policies or practices.
Appointment
of Xiangjun Wang
Effective
December 14, 2020, the Board appointed Mr. Xiangjun Wang as a director of the Board and chairman of the Nominating Committee to
fill the vacancy created by the resignation of Mr. Xiangjun Wang.
The
biographical information of Mr. Wang is set forth below.
Mr.
Wang, age 47, has served as a partner and practicing lawyer of Beijing Junzejun (Shenzhen) Law Firm since 2010. From 2008 to 2010,
he practiced as a lawyer of Guangdong Shenpeng Law Firm. Mr. Wang served as the managing director of Shenzhen Investment Banking
Department of Pacific Securities Co., Ltd. from 2006 to 2008. He served as the deputy general manager of Ruigu Technology (Shenzhen)
Co., Ltd. from 2003 to 2006. From 1999 to 2003, Mr. Wang worked in the supply chain management department and legal department
of Huawei Technologies Co., Ltd. He is a licensed attorney and also a Certified Public Accountant in China. Mr. Wang obtained
his Bachelor’s Degree in Theory of Mechanical System and Applied Mechanics from Lanzhou University and his Master’s
Degree in Solid Mechanics from Lanzhou University in 1999.
Mr.
Wang does not have a family relationship with any director or executive officer of the Company and has not been involved in any
transaction with the Company during the past two years that would require disclosure under Item 404(a) of Regulation S-K.
Mr.
Wang also entered into a director offer letter (the “Offer Letter”) with the Company, which sets his annual
compensation at $10,000 and establishes other terms and conditions governing his service to the Company. The Offer Letter is qualified
in its entirety by reference to the complete text of the Offer Letter, which is filed hereto as Exhibits 10.1.
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Item 9.01
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Financial
Statement and Exhibits
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(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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TD
HOLDINGS, INC.
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Date:
December 16, 2020
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By:
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/s/
Renmei Ouyang
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Name:
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Renmei
Ouyang
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Title:
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Chief
Executive Officer
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2
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