Initial Statement of Beneficial Ownership (3)
September 22 2020 - 5:36PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Petz Heidi G |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/13/2020
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3. Issuer Name and Ticker or Trading Symbol
SHERWIN WILLIAMS CO [SHW]
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(Last)
(First)
(Middle)
101 W. PROSPECT AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President, Consumer Brands Grp / |
(Street)
CLEVELAND, OH 44115
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 173 (1) | D | |
Common Stock | 81.41 (2) | I | Stock Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock Units | (3) | (3) | Common Stock | 69.95 | $0.00 | D | |
Employee Stock Option (Right to Buy) | 10/18/2018 | 10/17/2027 | Common Stock | 7 | $383.92 | D | |
Employee Stock Option (Right to Buy) | 10/18/2019 | 10/17/2027 | Common Stock | 7 | $383.92 | D | |
Employee Stock Option (Right to Buy) | 10/18/2020 | 10/17/2027 | Common Stock | 266 | $383.92 | D | |
Employee Stock Option (Right to Buy) | 10/17/2020 | 10/16/2028 | Common Stock | 193 | $410.54 | D | |
Employee Stock Option (Right to Buy) | 10/17/2021 | 10/16/2028 | Common Stock | 193 | $410.54 | D | |
Employee Stock Option (Right to Buy) | 10/16/2020 | 10/15/2029 | Common Stock | 667 | $560.54 | D | |
Employee Stock Option (Right to Buy) | 10/16/2021 | 10/15/2029 | Common Stock | 667 | $560.54 | D | |
Employee Stock Option (Right to Buy) | 10/16/2022 | 10/15/2029 | Common Stock | 666 | $560.54 | D | |
Explanation of Responses: |
(1) | Shares listed are restricted stock units. |
(2) | Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/11/2020 statement. |
(3) | Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights. |
Remarks: Exhibit 24, Power of Attorney, is attached. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Petz Heidi G 101 W. PROSPECT AVENUE CLEVELAND, OH 44115 |
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| President, Consumer Brands Grp |
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Signatures
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Stephen J. Perisutti, Attorney-in-fact | | 9/22/2020 |
**Signature of Reporting Person | Date |
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