Amended Quarterly Report (10-q/a)
July 17 2020 - 5:02PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
10-Q/A
(Amendment
No. 1)
☒
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For
the quarter ended March 31, 2020
Commission
File No. 000-51638
GULFSLOPE
ENERGY, INC.
(Exact
Name of Issuer as Specified in its Charter)
|
Delaware
|
|
|
|
16-1689008
|
|
(State
or Other Jurisdiction of
|
|
(I.R.S.
Employer I.D. No.)
|
incorporation
or organization)
|
|
|
1331
Lamar St., Suite 1665
Houston,
Texas 77010
(Address
of Principal Executive Offices)
(281)
918-4100
(Issuer’s
Telephone Number)
Securities
registered pursuant to Section 12(b) of the Act: None
Title
of each class
|
Trading
Symbol
|
Name
of each exchange on which registered
|
Common
stock, par value $0.001 per share
|
GSPE
|
OTC
QB
|
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 (the “Exchange Act”) during the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒
No ☐
Indicate
by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant
to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that
the registrant was required to submit such files). Yes ☒ No ☐
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting
company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check
one):
Large
accelerated filer ☐
|
Accelerated
filer ☐
|
Non-accelerated
filer ☐
|
Smaller
reporting company ☒
|
Emerging
growth company ☐
|
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
The number
of outstanding shares of the registrant’s common stock, $0.001 par value, on June 27, 2020, was 1,212,337,346.
Explanatory
Note
The
sole purpose of this Amendment No. 1 (the “Amendment”) to the Quarterly Report on Form 10-Q of GulfSlope Energy, Inc.
(the “Company”) that was timely filed with the U.S. Securities and Exchange Commission (the “SEC”) on
June 29, 2020 (the “Quarterly Report”) is to add this Explanatory Note regarding our reliance on SEC Release No. 34-88465
(the “Order”) issued by the SEC on March 25, 2020, under Section 36 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), in connection with the filing of the Quarterly Report. The Order provides conditional relief
to public companies that are unable to timely comply with their filing obligations as a result of the novel coronavirus (“COVID-19”)
outbreak by extending, subject to the conditions of the Order, the filing deadline by up to 45 days for certain Exchange Act reports
due on or before July 1, 2020.
On
May 8, 2020, the Company filed a Current Report on Form 8-K to indicate its intention to rely on the Order for such extension.
The outbreak of COVID-19 and related precautionary responses caused the institution of work-from-home policies for our corporate
offices which limited our employees’ access to our facilities and disrupted our normal interactions and workflows among
our accounting, financial and legal personnel and other staff and service providers involved in the completion of our quarterly
review and preparation of the Quarterly Report. These restrictions slowed the completion of our internal quarterly review, including
evaluating the various impacts of COVID-19 on our financial statements, and our ability to prepare and complete the Quarterly
Report in a timely manner.
No
other changes have been made to the Quarterly Report, except that Part II, Item 6 of the Quarterly Report is also being amended
to refer to the updated Exhibit Index that is included herein for the purpose of including abbreviated officer certifications
that are being filed herewith. This Form 10-Q/A speaks as of the original filing date of the Quarterly Report and has not been
updated to reflect events occurring subsequent to the original filing date.
PART
II. OTHER INFORMATION
Item
6. Exhibits
The following
exhibits are attached hereto:
Exhibit Number
|
Description
of Exhibit
|
31.1
|
Certification
of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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31.2
|
Certification
of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on July 17,
2020 on its behalf by the undersigned thereunto duly authorized.
Date:
|
07/17/2020
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By:
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/s/
John N. Seitz
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|
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John N. Seitz,
Chief Executive Officer, and Chairman
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Date:
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07/17/2020
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By:
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/s/
John H. Malanga
|
|
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John H. Malanga,
Chief Financial Officer,
|
|
|
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and Chief Accounting
Officer
|
Gulfslope Energy (CE) (USOTC:GSPE)
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