Amended Statement of Beneficial Ownership (3/a)
March 05 2018 - 5:38PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MF Ventures, LLC
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/30/2017
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3. Issuer Name
and
Ticker or Trading Symbol
Sphere 3D Corp [ANY]
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(Last)
(First)
(Middle)
201 SPEAR STREET, 14TH FLOOR,
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
SAN FRANCISCO, CA 94105
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
12/26/2017
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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1694570
(1)
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D
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Common Stock Warrants (Right to Buy)
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8/11/2017
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8/11/2022
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Common Stock
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300000
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$5.25
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D
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Explanation of Responses:
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(1)
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This amendment, to the Form 3 filed on December 26, 2017, is being filed (i) to correct the reporting of shares of Common Stock beneficially owned by the Reporting Persons and (ii) to report their ownership of Common Stock Warrants.
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(2)
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Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over, and share indirect pecuniary interest in,1,694,570 shares held directly by MF Ventures, LLC.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MF Ventures, LLC
201 SPEAR STREET, 14TH FLOOR
SAN FRANCISCO, CA 94105
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X
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MACFARLANE VICTOR B
C/O MF VENTURES, LLC
201 SPEAR STREET, 14TH FLOOR
SAN FRANCISCO, CA 94105
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X
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MacFarlane Thaderine D.
C/O MF VENTURES, LLC
201 SPEAR STREET, 14TH FLOOR
SAN FRANCISCO, CA 94105
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X
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Signatures
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/s/ Victor B. MacFarlane, Manager of MF Ventures, LLC
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3/5/2018
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**
Signature of Reporting Person
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Date
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/s/ Victor B. MacFarlane
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3/5/2018
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**
Signature of Reporting Person
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Date
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/s/ Thaderine D. MacFarlane
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3/5/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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