FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Kuhn Dennis

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/3/2017 

3. Issuer Name and Ticker or Trading Symbol

HORIZON BANCORP /IN/ [HBNC]

(Last)        (First)        (Middle)

5795 WACKER DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Executive Vice President /

(Street)

STEVENSVILLE, MI 49127       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   2086   I   By ESOP  
Common Stock   476   I   By Thrift  
Common Stock   1352   I   By SERP  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option   5/7/2011   (1) 5/7/2020   Common Stock   22500   $6.67   D    
Employee Stock Option   6/18/2014   (2) 6/18/2023   Common Stock   3636   $13.49   D    
Employee Stock Option   3/18/2015   (3) 3/18/2024   Common Stock   3205   $14.8   D    
Employee Stock Option   3/17/2016   (4) 3/17/2025   Common Stock   3733   $15.89   D    
Employee Stock Option   3/15/2017   (5) 3/15/2026   Common Stock   6786   $15.57   D    
Employee Stock Option   3/21/2018   (6) 3/21/2027   Common Stock   1493   $25.14   D    

Explanation of Responses:
(1)  The option was granted on 5/07/2010 and vested in five equal installments beginning on the first anniversary on date of grant.
(2)  The option was granted on 6/18/2013 and vested in three equal installments beginning on the first anniversary on date of grant.
(3)  The option was granted on 3/18/2014 and vested in three equal installments beginning on the first anniversary of date of grant.
(4)  The option was granted on 3/17/2015 and vested in three equal installments beginning on the first anniversary on date of grant.
(5)  The option was granted on 3/15/2016 and vested in three equal installments beginning on the first anniversary on date of grant.
(6)  The option was granted on 3/21/2017 and vested in three equal installments beginning on the first anniversary on date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Kuhn Dennis
5795 WACKER DRIVE
STEVENSVILLE, MI 49127


Executive Vice President

Signatures
/s/Mark E. Secor, Attorney-in-Fact for Dennis J. Kuhn 10/5/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Horizon Bancorp (NASDAQ:HBNC)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Horizon Bancorp Charts.
Horizon Bancorp (NASDAQ:HBNC)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Horizon Bancorp Charts.