Statement of Changes in Beneficial Ownership (4)
August 11 2017 - 11:39AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HASSENFELD ALAN G
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2. Issuer Name
and
Ticker or Trading Symbol
HASBRO INC
[
HAS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O HASSENFELD FAMILY INITIATIVES LLC, 101 DYER STREET, SUITE 401
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/3/2017
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(Street)
PROVIDENCE, RI 02903
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (Par Value $.50 per share)
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29140
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D
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Common Stock (Par Value $.50 per share)
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8/3/2017
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S
(2)
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4140
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D
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$105.5523
(4)
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7127974
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I
(1)
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As one of the Trustees of Trusts for the benefit of himself
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Common Stock (Par Value $.50 per share)
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8/3/2017
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S
(3)
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2040
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D
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$105.5523
(4)
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1656153
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I
(1)
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As one of the Trustees of the Ellen H. Block Trust
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Common Stock (Par Value $.50 per share)
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8/9/2017
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S
(2)
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94277
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D
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$100.3181
(5)
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7033697
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I
(1)
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As one of the Trustees of Trusts for the benefit of himself
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Common Stock (Par Value $.50 per share)
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8/9/2017
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S
(3)
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46456
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D
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$100.3181
(5)
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1609697
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I
(1)
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As one of the Trustees of the Ellen H. Block Trust
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Common Stock (Par Value $.50 per share)
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8/10/2017
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S
(2)
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3637
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D
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$99.5638
(6)
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7030060
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I
(1)
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As one of the Trustees of Trusts for the benefit of himself
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Common Stock (Par Value $.50 per share)
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8/10/2017
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S
(3)
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1791
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D
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$99.5638
(6)
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1607906
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I
(1)
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As one of the Trustees of the Ellen H. Block Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Mr. Hassenfeld disclaims beneficial ownership of all these shares except to the extent of his proportionate pecuniary interest therein.
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(2)
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All sales were made by the Alan G. Hassenfeld Trust
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(3)
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All sales were made by the Ellen H. Block Trust
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(4)
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The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $105.50 to $105.70 inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
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(5)
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The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.515 to $101.00 inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5).
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(6)
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The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $99.50 to $99.77 inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HASSENFELD ALAN G
C/O HASSENFELD FAMILY INITIATIVES LLC
101 DYER STREET, SUITE 401
PROVIDENCE, RI 02903
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X
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X
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Signatures
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Tarrant Sibley, P/O/A for Alan G. Hassenfeld
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8/11/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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