Statement of Changes in Beneficial Ownership (4)
April 27 2017 - 5:48PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TIGER GLOBAL MANAGEMENT LLC
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2. Issuer Name
and
Ticker or Trading Symbol
Apollo Global Management LLC
[
APO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
9 WEST 57TH STREET, 35TH FLOOR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/25/2017
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A shares representing limited liability co. interests
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4/25/2017
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4/25/2017
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P
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34441
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A
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$25.671
(2)
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28179440
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I
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See Footnote
(1)
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Class A shares representing limited liability co. interests
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4/26/2017
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4/26/2017
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P
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410700
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A
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$26.488
(3)
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28590140
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I
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See Footnote
(1)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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The Class A shares representing limited liability company interests of the Issuer are held in the accounts of private investment funds managed by Tiger Global Management, LLC ("Tiger Global") and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global and (iv) Lee Fixel ("Fixel"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman, Shleifer and Fixel disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
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(2)
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This transaction was executed in multiple trades ranging from $25.590 to $25.750. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.
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(3)
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This transaction was executed in multiple trades ranging from $26.070 to $26.685. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TIGER GLOBAL MANAGEMENT LLC
9 WEST 57TH STREET
35TH FLOOR
NEW YORK, NY 10019
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X
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Coleman Charles P III
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR
NEW YORK, NY 10019
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X
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SHLEIFER SCOTT L
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR
NEW YORK, NY 10019
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X
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Fixel Lee
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR
NEW YORK, NY 10019
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X
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Signatures
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Tiger Global Management, LLC, By: /s/ Anil L. Crasto, Chief Operating Officer
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4/27/2017
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**
Signature of Reporting Person
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Date
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By: /s/ Charles P. Coleman, III
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4/27/2017
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**
Signature of Reporting Person
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Date
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By: /s/ Scott Shleifer
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4/27/2017
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**
Signature of Reporting Person
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Date
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By: /s/ Lee Fixel
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4/27/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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