Statement of Ownership (sc 13g)
March 01 2017 - 5:26PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
MERIDIAN
WASTE SOLUTIONS, INC.
(Name
of Issuer)
Common
Stock, par value $0.025
(Title
of Class of Securities)
58985L
(CUSIP
Number)
January
30, 2017
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
Rule
13d-1(b)
☒
Rule
13d-1(c)
☐
Rule
13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
1.
|
NAMES OF REPORTING PERSON
|
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Clayton
Struve
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
5.
SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON –
1,120,772
6.
SHARED VOTING POWER -
0
7.
SOLE DISPOSITIVE POWER –
1,120,772
8.
SHARED DISPOSITIVE POWER -
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -
1,120,772
(1)
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.7%
(2)
12.
TYPE OF REPORTING PERSON
IND
(1)
|
This
amount includes a warrant (the “Warrant”) to purchase up to 181,598 shares
of the Issuer’s common stock at a price of $5.16 per share. The Warrant was purchased
from underwriters in the public offering of the Issuer’s common stock pursuant
to the Registration Statement on Form S-1 filed with the Securities and Exchange Commission
on September 9, 2016, as amended, and as declared effective on January 24, 2017 (the
“Offering”).
|
(2)
|
Based
on the sum of (i) 6,438,112 shares of Issuer’s common stock outstanding as of February
2, 2017 and (ii) 3,112,871 shares underlying warrants, outstanding as of February 2,
2017, issued pursuant to the Offering to purchase shares of the Issuer’s common
stock.
|
ITEM
1 (a) NAME OF ISSUER:
Meridian
Waste Solutions, Inc.
ITEM
1 (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
12540
Broadwell Road, Suite 2104, Milton, GA 30004
ITEM
2 (a) NAME OF PERSON FILING:
Clayton
Struve
ITEM
2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
175 W Jackson Blvd, Suite 440, Chicago, IL 60604
ITEM
2 (c) CITIZENSHIP:
See
Page 2, Item 4
ITEM
2 (d) TITLE OF CLASS OF SECURITIES:
Common
Stock, par value $0.025
ITEM
2 (e) CUSIP NUMBER:
See
Page 1
ITEM
3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
|
(a)
|
☐
|
Broker
or dealer registered under Section 15 of the Exchange Act.
|
|
(b)
|
☐
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Bank
as defined in Section 3(a)(6) of the Exchange Act.
|
|
(c)
|
☐
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Insurance
Company defined in Section 3(a)(19) of the Exchange Act.
|
|
(d)
|
☐
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Investment
Company registered under Section 8 of the Investment Company Act.
|
|
(e)
|
☐
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An
Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
|
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(f)
|
☐
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An
employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F)
|
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(g)
|
☐
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A
parent holding company or control person in accordance Rule 13d-1(b)(1)(ii)(G)
|
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(h)
|
☐
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A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
|
|
(i)
|
☐
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A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act;
|
|
(j)
|
☐
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Group,
in accordance with Rule 13d-1(b)(1)(ii)(J)
|
ITEM
4 OWNERSHIP
|
(a)
|
AMOUNT
BENEFICIALLY OWNED:
|
See
Page 2, Item 9
See
Page 2, Item 11
|
(c)
|
NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
|
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(i)
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SOLE POWER TO VOTE OR DIRECT THE VOTE
|
See
Page 2, Item 5
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(ii)
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SHARED POWER TO VOTE OR DIRECT THE VOTE
|
See
Page 2, Item 6
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(iii)
|
SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
|
See
Page 2, Item 7
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(iv)
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SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION
OF
|
See
Page 2, Item 8
ITEM
5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
ITEM
6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
ITEM
7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
ITEM
8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
ITEM
9 NOTICE OF DISSOLUTION OF GROUP
ITEM
10. CERTIFICATION.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the
ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing
the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
March
1, 2017
|
|
(Date)
|
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|
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/s/
Clayton Struve
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5
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