Statement of Changes in Beneficial Ownership (4)
February 17 2017 - 8:13AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
TIMKEN WARD J JR
|
2. Issuer Name
and
Ticker or Trading Symbol
TimkenSteel Corp
[
TMST
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President, CEO, Chairman
|
(Last)
(First)
(Middle)
1835 DUEBER AVENUE, S.W.
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/15/2017
|
(Street)
CANTON, OH 44706
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
|
|
|
|
|
|
|
133681
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
150000
|
I
|
By Self as Manager of LLC
(1)
|
Common Stock
|
|
|
|
|
|
|
|
9359
|
I
|
Savings Inv. Plan
|
Common Stock
|
|
|
|
|
|
|
|
1405
(2)
|
I
|
By Spouse
(2)
|
Common Stock
|
|
|
|
|
|
|
|
8477
|
I
|
By Child
|
Common Stock
|
|
|
|
|
|
|
|
8127
|
I
|
By Child
|
Common Stock
|
|
|
|
|
|
|
|
26500
(3)
|
I
|
By self as Co-Trustee and beneficiary
(3)
|
Common Stock
|
|
|
|
|
|
|
|
3000
(4)
|
I
|
By self as Co-Trustee
(2)
(4)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Nonqualified Stock Option (Right to buy)
|
$17.46
|
2/15/2017
|
|
M
|
|
189500
|
|
(5)
|
2/15/2027
|
Common Stock
|
189500
|
$0
|
189500
|
D
|
|
Explanation of Responses:
|
(
1)
|
By self as sole manager of the WJ Timken Jr Family, LLC. Members of the LLC include the reporting person, immediate family members and trusts for the benefit of immediate family members.
|
(
2)
|
DISCLAIMER: Undersigned disclaims all beneficial ownership
|
(
3)
|
By self as Co-Trustee and beneficiary of the Ward J. Timken Trust FBO Ward J. Timken, Jr.
|
(
4)
|
By self as Co-Trustee of the Ward J. Timken Trust FBO Grandchildren
|
(
5)
|
Nonqualified stock option with limited transferability granted pursuant to the TimkenSteel Corporation Long-Term Incentive Plan. Option becomes exercisable in annual 25 percent increments beginning February 15, 2018, the anniversary of the date of the grant. Option becomes fully exercisable upon the occurrence of a change in control of the Company or other similar event.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
TIMKEN WARD J JR
1835 DUEBER AVENUE, S.W.
CANTON, OH 44706
|
X
|
|
President, CEO, Chairman
|
|
Signatures
|
Ward J. Timken, Jr.
|
|
2/17/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
TimkenSteel (NYSE:TMST)
Historical Stock Chart
From Aug 2024 to Sep 2024
TimkenSteel (NYSE:TMST)
Historical Stock Chart
From Sep 2023 to Sep 2024