Current Report Filing (8-k)
January 25 2017 - 3:09PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
January 25, 2017 (January 24, 2017)
3DIcon Corporation
(Exact name of registrant as specified
in charter)
Oklahoma
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000-54697
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73-1479206
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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6804 South Canton Avenue, Suite
150
Tulsa, OK
(Address of principal executive
offices)
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74136
(Zip Code)
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Registrant’s telephone number, including
area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
7.01 Regulation FD Disclosure
On
January 24, 2017, 3DIcon Corporation (the “Company”) issued a press release announcing that it has engaged a marketing
consultant, Ragnar Avery, to lead the Company’s sales initiatives for its proprietary liquid silicon precursor. A copy of
the press release dated January 24, 2017 is attached herewith as Exhibit 99.1.
The
information in this Item 7.01 disclosure, including Exhibits 99.1, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities under that Section. In addition, the information in this Item 7.01 disclosure, including Exhibits 99.1, shall
not be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial
Statements and Exhibits
(c) Exhibits
99.1 Press Release
dated January 24, 2017
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 25, 2017
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3DICON CORPORATION
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By:
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/s/ Doug Freitag
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Name:
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Doug Freitag
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Position:
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Chief Executive Officer
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