FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Tyrus Capital S.A.M.

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/9/2016 

3. Issuer Name and Ticker or Trading Symbol

HALCON RESOURCES CORP [HK]

(Last)        (First)        (Middle)

4 AVENUE ROQUEVILLE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          ___ X ___ Other (specify below)
/ See Remarks

(Street)

MONACO, O9 MC 98000       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   7223877   I   (1) (3) See footnotes   (1) (3)
Common Stock   1354282   I   (2) (3) See footnotes   (2) (3)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (right to buy)   9/9/2016   (4) 9/9/2020   Common Stock   350650   $14.04   I   (1) (3) See footnotes   (1) (3)
Warrants (right to buy)   9/9/2016   (4) 9/9/2020   Common Stock   349513   $14.04   I   (2) (3) See footnotes   (2) (3)

Explanation of Responses:
( 1)  These shares of the Issuer's Common Stock, $0.0001 par value per share (the "Shares") or warrants exercisable to buy Shares (the "Warrants"), as applicable, are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M.
( 2)  These Shares or Warrants, as applicable, are held for the account of TC Five Limited. Tyrus Capital S.A.M. serves as investment manager to TC Five Limited.
( 3)  Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
( 4)  The Warrants became exercisable on the date of grant and are exercisable at any time until they expire.

Remarks:
As a result of an increase in the number of Shares outstanding since the date of the event requiring this statement on Form 3, the Reporting Persons no longer beneficially own more than 10% of the Shares and are no longer subject to Section 16.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Tyrus Capital S.A.M.
4 AVENUE ROQUEVILLE
MONACO, O9 MC 98000

X
See Remarks
Chedraoui Tony
4 AVENUE ROQUEVILLE
MONACO, O9 MC 98000

X
See Remarks

Signatures
Tyrus Capital S.A.M., By: Mark Madden, Director /s/ Mark Madden 9/19/2016
** Signature of Reporting Person Date

/s/ Tony Chedraoui 9/19/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Halcon Resources (NYSE:HK)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Halcon Resources Charts.
Halcon Resources (NYSE:HK)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Halcon Resources Charts.