Specialized Disclosure Report (sd)
May 30 2014 - 5:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form SD
S
PECIALIZED
D
ISCLOSURE
REPORT
NOVATEL WIRELESS, INC.
(Exact Name of Registrant as Specified in Charter)
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DELAWARE
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000-31659
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86-0824673
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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9645 Scranton Road, San Diego, CA
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92121
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(Address of Principal Executive Offices)
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(Zip Code)
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Catherine F. Ratcliffe
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(858) 812-3400
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(Name and telephone number, including area code, of the person to contact in connection with this report.)
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Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form
applies:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.
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Section 1 - Conflict Minerals Disclosure
Item 1.01 - Conflict Minerals Disclosure and Report
To comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, Novatel Wireless, Inc. (Novatel Wireless) evaluated its current
product lines and determined that certain of its products contain tin, tungsten, tantalum and/or gold (3TG). The survey of our suppliers determined that our supply chain is
DRC Conflict Undeterminable
(as defined in the Rule) and as a result
we have filed a Conflict Minerals Report.
Conflict Minerals Disclosure
A copy of Novatel Wireless Conflict Minerals Report is filed as Exhibit 1.02 hereto and is publicly available at:
www.novatelwireless.com/about/corporate-citizenship.
Item 1.02 Exhibit
Exhibit 1.02 - Conflict Minerals Report.
Section 2 -
Exhibits
Item 2.01 Exhibits
The following
exhibit is filed as part of this report.
Exhibit 1.02 - Conflict Minerals Report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly
authorized undersigned.
NOVATEL WIRELESS, INC.
(Registrant)
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By:
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/s/ Catherine F. Ratcliffe
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May 30, 2014
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Catherine F. Ratcliffe
Senior Vice President of
Business
Affairs & General Counsel
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(Date)
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