Prospect Japan Fund - Holding(s) in Company
January 24 2017 - 10:44AM
PR Newswire (US)
For
filings with the FCA include the annex |
|
For
filings with issuer exclude the annex |
|
|
TR-1:
NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|
|
1.
Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii |
Prospect
Japan Fund Ltd |
2.
Reason for the notification (please tick the appropriate box or
boxes): |
An
acquisition or disposal of voting rights |
X |
An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached |
|
An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments |
|
An event
changing the breakdown of voting rights |
|
Other (please
specify): |
|
|
3. Full
name of person(s) subject to the
notification obligation: iii |
Lazard
Asset Management LLC |
4. Full
name of shareholder(s)
(if different from 3.):iv |
J.P.Morgan Chase - SWIFT
Mellon Trust
Northern Trust Co.
State Street Bank - Custodian - ETC
State Street Bank – Master Tr - ETC
State Street Bank – Custody Master Trust |
5. Date
of the transaction and date on
which the threshold is crossed or
reached: v |
23 January
2017 |
6. Date
on which issuer notified: |
24January
2017 |
7.
Threshold(s) that is/are crossed or
reached: vi, vii |
Increase
from 23% to 25% |
|
|
|
|
|
|
8.
Notified details: |
A:
Voting rights attached to shares viii, ix |
Class/type of
shares
if possible using
the ISIN CODE |
Situation previous
to the triggering
transaction |
Resulting situation after the triggering transaction |
Number
of
Shares |
Number
of
Voting
Rights |
Number
of shares |
Number
of voting
rights |
%
of voting rights x |
Direct |
Direct xi |
Indirect
xii |
Direct |
Indirect |
GB00B011QL44 |
|
21,855,586 |
|
|
23,324,778 |
|
25.256% |
|
|
B:
Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. |
% of voting
rights |
|
|
|
|
|
|
C:
Financial Instruments with similar economic effect to Qualifying
Financial Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial
instrument |
Exercise
price |
Expiration date
xvii |
Exercise/
Conversion period xviii |
Number
of voting rights instrument refers to |
% of
voting rights xix, xx |
|
|
|
|
|
Nominal |
Delta |
|
|
|
Total
(A+B+C) |
Number
of voting rights |
Percentage of voting rights |
23,324,778 |
25.256% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9.
Chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held, if applicable:
xxi |
Lazard Asset Management LLC controls all the voting rights held of
this issuer. |
|
Proxy
Voting: |
10.
Name of the proxy holder: |
N/A |
11.
Number of voting rights proxy holder will cease
to hold: |
|
12.
Date on which proxy holder will cease to hold
voting rights: |
|
|
13. Additional information: |
|
14. Contact
name: |
Legal
& Compliance Department |
15. Contact
telephone number: |
0207 448
2085 |
|
|
|
Copyright y 24 PR Newswire
Prospect Japan (LSE:PJF)
Historical Stock Chart
From May 2024 to Jun 2024
Prospect Japan (LSE:PJF)
Historical Stock Chart
From Jun 2023 to Jun 2024