Barclays PLC Form 8.5 (EPT/NON-RI) - Capricorn Energy plc (0292C)
October 06 2022 - 5:24AM
UK Regulatory
TIDMBARC TIDMCNE
RNS Number : 0292C
Barclays PLC
06 October 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
----------------------------------------------------
(b) Name of offeror/offeree in relation to whose CAPRICORN ENERGY
PLC
---------------------
relevant securities this form relates:
-------------------------------- ---------------------------------------------------- ----------- ------
(c) Name of the party to the offer with which Tullow Oil plc
exempt
---------------------
principal trader is connected
-------------------------------- ---------------------------------------------------- ----------- ------
(d) Date position held/dealing undertaken: 05 October 2022
-------------------------------- ---------------------------------------------------- ---------------------
(e) In addition to the company in 1(b) above, YES:
is the exempt principal
trader making disclosures in respect of TULLOW OIL
any other party to the offer? PLC
-------------------------------- ---------------------------------------------------- -------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 21/13p ordinary
-------------------- -------------------
Interests Short Positions
-------------------- -------------------
Number (%) Number (%)
---------------------------------------------------------------- ----------- ------- ----------- ------
(1) Relevant securities
owned
and/or controlled: 5,714,413 1.81% 542,335 0.17%
(2) Cash-settled derivatives:
269,764 0.09% 5,583,514 1.77%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,984,177 1.90% 6,125,849 1.94%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
----------------------------------------------------------------------------- ------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
----------------------------------------------------------------------------- ------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
---------------- ------------------------------------ -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
---------------- -------------- -------------- -------------- --------------
21/13p ordinary Purchase 93,073 2.4200 GBP 2.4073 GBP
---------------- ---------------- -------------- --------------
21/13p ordinary Sale 172,893 2.4272 GBP 2.39 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
---------------- ---------------------------------------------------------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
---------------- ------------ ----------- ----------- -----------
21/13p ordinary CFD Decreasing 20 2.4270 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 78 2.4120 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary CFD Decreasing 268 2.4200 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 340 2.4130 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 362 2.4097 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary CFD Decreasing 793 2.4076 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 1,364 2.4030 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 1,645 2.4018 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 2,270 2.4179 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 3,689 2.4085 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 3,784 2.4065 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary CFD Decreasing 5,226 2.4197 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 6,683 2.4067 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 6,998 2.4200 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary CFD Decreasing 7,389 2.3996 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary CFD Decreasing 7,559 2.4198 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 7,631 2.4105 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 8,246 2.4059 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 10,331 2.4106 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 12,224 2.4070 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 14,855 2.4050 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 15,297 2.4200 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 20,157 2.4155 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Decreasing 24,053 2.4071 GBP
Short
-------------- ------------- ----------- -----------
21/13p ordinary SWAP Increasing 5,000 2.4034 GBP
Long
-------------- ------------- ----------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
--------------------------------------------------------------------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 6 Oct 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOGCBDGDDGDGDL
(END) Dow Jones Newswires
October 06, 2022 05:24 ET (09:24 GMT)
Capricorn Energy (LSE:CNE)
Historical Stock Chart
From Jun 2024 to Jul 2024
Capricorn Energy (LSE:CNE)
Historical Stock Chart
From Jul 2023 to Jul 2024