Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
July 07 2022 - 03:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of July 2022
Commission File Number: 001-36664
Roan Holdings Group Co., Ltd.
147 Ganshui Lane, Yuhuangshannan Fund Town
Shangcheng District
Hangzhou, Zhejiang
The People’s Republic of China
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒
Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule
101(b)(7): ☐
Explanatory Note
On June 20, 2022, the Board of Directors (the “Board”) of Roan
Holdings Group Co, Ltd. (the “Registrant”) unanimously passed a
resolution to amend the definition of “Class B Conversion Date” in
the Registrant’s Memorandum and Articles of Association (the
“Amended M&A”). The Class B Conversion Date is the date on
which all then outstanding Class B Preferred Shares of the
Registrant shall automatically convert into Ordinary Shares of the
Registrant. Under the Amended M&A, the Board is given the
authority to amend the Class B Conversion Date on or prior to the
then-applicable Class B Conversion Date, and thereby extend or
reduce the maximum term for which the Class B Preferred Shares may
be outstanding, by resolution and without approval of the holders
of Class B Preferred Shares. The Class B Conversion Date was
originally two years after the date on which the Class B Preferred
Shares were issued, was previously amended to be thirty months
after such issuance date, and is now being amended to be
thirty-three months after such issuance date, which is September
20, 2022.
The Registrant has filed the Amended M&A with the BVI Registry
of Corporate Affairs effective June 20, 2022. A copy of the Amended
M&A is attached hereto as Exhibit 3.1.
Exhibit Index
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
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Roan Holdings
Group Co., Ltd. |
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Date: July 7, 2022 |
By: |
/s/ Zhiyong Tang |
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Name: |
Zhiyong Tang |
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Title: |
Chief Executive
Officer |
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