Amended Statement of Ownership (sc 13g/a)
January 23 2023 - 03:53PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Lowell Farms Inc.
(Name of
Issuer)
common stock
(Title of Class
of Securities)
December 30, 2022
(Date of Event
which Requires Filing of this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page
shall be filled out for a reporting person's initial filing on this
form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the
remainder of this cover page shall not be deemed to be "filed" for
the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act
(however, see Instructions).
CUSIP No.: 547572107
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|
|
|
1 |
NAME OF REPORTING PERSON
Cowen Financial Products LLC
I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON (ENTITIES ONLY)
27-0423711
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2 |
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION
USA
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
5 |
SOLE VOTING POWER
4,564,503
|
6 |
SHARED VOTING POWER
|
7 |
SOLE DISPOSITIVE POWER
4,564,503
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8 |
SHARED DISPOSITIVE POWER
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
4,564,503
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
[ ] |
11 |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
4.53%
|
12 |
TYPE OF REPORTING PERSON
Passive Investor
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CUSIP No.: 547572107
ITEM
1(a). |
NAME OF ISSUER:
Lowell Farms Inc.
|
ITEM
1(b). |
ADDRESS OF ISSUER'S PRINCIPAL
EXECUTIVE OFFICES:
19 Quail Run Circle
Ste B
Salinas, CA 93907
|
ITEM
2(a). |
NAME OF PERSON
FILING:
Cowen Financial Products LLC
|
ITEM
2(b). |
ADDRESS OF PRINCIPAL BUSINESS
OFFICE OR, IF NONE, RESIDENCE:
599 Lexington Ave.
New York, NY 10022
|
ITEM
2(c). |
CITIZENSHIP:
USA
|
ITEM
2(d). |
TITLE OF CLASS OF
SECURITIES:
common stock
|
ITEM
2(e). |
CUSIP NUMBER:
547572107
|
ITEM 3. |
IF THIS STATEMENT IS FILED
PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER
THE PERSON FILING IS A: |
(a)
[ ] |
Broker or dealer registered under Section 15 of
the Act (15 U.S.C. 78c); |
(b)
[ ] |
Bank as defined in Section 3(a)(6) of the Act (15
U.S.C. 78c); |
(c)
[ ] |
Insurance company as defined in Section 3(a)(19)
of the Act (15 U.S.C. 78c); |
(d)
[ ] |
Investment company registered under Section 8 of
the Investment Company Act of 1940 (15 U.S.C 80a-8); |
(e)
[ ] |
An investment adviser in accordance with
240.13d-1(b)(1)(ii)(E); |
(f)
[ ] |
An employee benefit plan or endowment fund in
accordance with 240.13d-1(b)(1)(ii)(F); |
(g)
[ ] |
A parent holding company or control person in
accordance with 240.13d-1(b)(1)(ii)(G); |
(h)
[ ] |
A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i)
[ ] |
A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3); |
(j)
[ ] |
A non-U.S. institution in accordance with
240.13d-1(b)(1)(ii)(J); |
(k)
[ ] |
Group, in accordance with 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with
240.13d1(b)(1)(ii)(J), please specify the type of institution: |
|
ITEM 4. |
OWNERSHIP |
|
(a) Amount beneficially
owned: |
4,564,503 |
(b) Percent of
class: |
4.53% |
(c) Number of shares as to
which the person has: |
(i) sole
power to vote or to direct the vote: |
Cowen
Financial Products LLC : 4,564,503 |
(ii)
shared power to vote or to direct the vote: |
Cowen
Financial Products LLC : |
(iii) sole
power to dispose or direct the disposition of: |
Cowen
Financial Products LLC : 4,564,503 |
(iv)
shared power to dispose or to direct the disposition of: |
Cowen
Financial Products LLC : |
ITEM
5. |
OWNERSHIP OF FIVE PERCENT OR
LESS OF A CLASS:
If this statement is being filed to
report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the
class of securities, check the following [X].
|
ITEM
6. |
OWNERSHIP OF MORE THAN FIVE
PERCENT ON BEHALF OF ANOTHER PERSON:
|
ITEM
7. |
IDENTIFICATION AND
CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING COMPANY:
|
ITEM
8. |
IDENTIFICATION AND
CLASSIFICATION OF MEMBERS OF THE GROUP:
|
ITEM
9. |
NOTICE OF DISSOLUTION OF
GROUP:
|
ITEM
10. |
CERTIFICATION:
By signing below I certify that, to
the best of my knowledge and belief, the securities referred to
above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
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CUSIP No.: 547572107
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
January 23 2023 |
Cowen Financial
Products LLC
Title:
Chief Operating
Officer
|
Attention —
Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001).
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