Statement of Changes in Beneficial Ownership (4)
March 30 2021 - 6:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
JENKINS HOWARD M |
2. Issuer Name and Ticker or Trading Symbol
Hyliion Holdings Corp.
[
HYLN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O HYLIION HOLDING CORP., 1202 BMC DRIVE, SUITE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/26/2021 |
(Street)
CEDAR PARK, TX 78613
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 3/26/2021 | | A(1) | | 10000 | A | $0 | 10000 | D | |
Common Stock | | | | | | | | 16656790 | I | By LLC (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter. |
(2) | Shared are held directly by Axioma Ventures, LLC ("Ventures"). The sole member of Ventures is Axioma Holdings, LLC ("Holdings"). The sole manager of Holdings is Axioma Management, LLC ("Management"). The Reporting Person is one three managers of Management. The Reporting Persons disclaims beneficial ownership of such shares except to the extent of it or his respective pecuniary interest therein. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
JENKINS HOWARD M C/O HYLIION HOLDING CORP. 1202 BMC DRIVE, SUITE 100 CEDAR PARK, TX 78613 | X | X |
|
|
Signatures
|
/s/ Howard M. Jenkins | | 3/30/2021 |
**Signature of Reporting Person | Date |
Tortoise Acquisition (NYSE:SHLL)
Historical Stock Chart
From Mar 2024 to Apr 2024
Tortoise Acquisition (NYSE:SHLL)
Historical Stock Chart
From Apr 2023 to Apr 2024