Current Report Filing (8-k)
May 09 2022 - 04:14PM
Edgar (US Regulatory)
0001798562 false 00-0000000 0001798562
2022-05-09 2022-05-09 0001798562
TMC:TMCCommonShareswithoutparvalueMember 2022-05-09 2022-05-09
0001798562
TMC:RedeemablewarrantseachwholewarrantexercisableforoneTMCCommonShareeachatanexercisepriceofdollar1150pershareMember
2022-05-09 2022-05-09 iso4217:USD xbrli:shares iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 9, 2022
TMC THE METALS COMPANY INC.
(Exact name of registrant as specified in its charter)
British Columbia, Canada |
001-39281 |
Not
Applicable |
(State or other jurisdiction of
incorporation) |
(Commission File Number) |
(IRS Employer
Identification No.) |
|
|
|
595 Howe Street,
10th Floor
Vancouver,
British Columbia |
|
V6C 2T5 |
(Address of principal executive
offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code: (604)
631-3115
Not
applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
|
¨ |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
¨ |
Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
Title of
each class |
|
Trading
Symbol(s) |
|
Name of each exchange on
which registered
|
TMC Common Shares without par value |
|
TMC |
|
The Nasdaq Stock Market LLC |
Redeemable warrants, each whole warrant exercisable for one TMC
Common Share, each at an exercise price of $11.50 per
share |
|
TMCWW |
|
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
x
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
|
Item 2.02. |
Results of Operations and Financial Condition. |
On May 9, 2022, TMC the metals company Inc. (the “Company”)
issued a press release announcing its results for the first quarter
ended March 31, 2022 and providing a business update. A copy
of the press release is furnished as Exhibit 99.1 hereto. In
addition, the Company will hold a conference call on May 9,
2022 at 4:30 p.m. EDT to discuss these results and the
business update.
The information in this Current Report on Form 8-K (including
Exhibit 99.1) shall not be deemed to be “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as expressly set forth by
specific reference in such a filing.
Cautionary
Note Regarding Forward-Looking Statements. Except for
historical information contained in the press release attached as
an exhibit hereto, the press release contains forward-looking
statements which involve certain risks and uncertainties that could
cause actual results to differ materially from those expressed or
implied by these statements. Please refer to the cautionary note in
the press release regarding these forward-looking statements.
|
Item 9.01. |
Financial Statements and
Exhibits. |
(d) Exhibits.
Exhibit
Number |
|
Exhibit Description |
99.1 |
|
Press Release dated May 9, 2022 |
104 |
|
Cover
Page Interactive Data File (embedded within the iXBRL (Inline
eXtensible Business Reporting Language) document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
TMC THE METALS COMPANY INC. |
|
|
Date:
May 9, 2022 |
By: |
/s/ Gerard Barron |
|
Name: Gerard Barron |
|
Title: Chief Executive
Officer |
Sustainable Opportunitie... (NYSE:SOAC)
Historical Stock Chart
From Jul 2022 to Aug 2022
Sustainable Opportunitie... (NYSE:SOAC)
Historical Stock Chart
From Aug 2021 to Aug 2022