Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
December 30 2022 - 6:16AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 30 December 2022
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
Exhibit No.
|
Description
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 1 December 2022
— Total Voting Rights
|
99.2
|
Exhibit
99.2 Announcement sent to the London Stock Exchange on 8 December 2022
— Director/PDMR Shareholding
|
99.3
|
Exhibit
99.2 Announcement sent to the London Stock Exchange on 13 December 2022
— Director/PDMR Shareholding
|
Exhibit
99.1
1 December 2022
National Grid plc ('National
Grid' or 'Company')
Voting Rights and Capital Update
National
Grid's registered capital as of 30 November 2022 consisted
of 3,914,359,015 ordinary shares, of
which, 254,057,787 were held as treasury shares; leaving
a balance of 3,660,301,228 shares with voting
rights.
The
figure of 3,660,301,228 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to notify their interest in, or a change to
their interest in, National Grid under the FCA Disclosure Guidance
and Transparency Rules.
Pritti
Patel
Deputy
Company Secretary & General Counsel, Corporate
Exhibit
99.2
8 December 2022
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This
announcement is made in accordance with Article 19 of the
Market Abuse Regulation ('MAR') and relates to the National Grid
Share Incentive Plan ('SIP') monthly purchases on behalf of
PDMRs.
In
accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Andy
Agg
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Financial Officer
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature
of the transaction
|
Monthly
purchase of securities ("partnership
shares")
under the Share Incentive Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
10.258091
|
15
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
|
e)
|
Date of
the transaction
|
2022.12.07
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
John
Pettigrew
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Executive Officer
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature
of the transaction
|
Monthly
purchase of securities ("partnership
shares")
under the Share Incentive Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
10.258091
|
15
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
|
e)
|
Date of
the transaction
|
2022.12.07
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Will
Serle
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
People & Culture Officer
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature
of the transaction
|
Monthly
purchase of securities ("partnership
shares")
under the Share Incentive Plan
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 10.258091
|
15
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
|
e)
|
Date of
the transaction
|
2022.12.07
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
99.3
13 December 2022
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging
Managerial
Responsibilities ('PDMRs')
This
announcement is made in accordance with Article 19 of the Market
Abuse Regulation ('MAR') and relates to the grant of options to the
following PDMRs, under the Company's Sharesave Plan
('SAYE').
In
accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
The
Company also announces a correction to the announcement made on 29
December 2021. Due to an administration error, it was incorrectly
announced that Ben Wilson, Chief Strategy and External Affairs
Officer, was granted an option over Ordinary shares under the
2021/22 Sharesave Plan. The amended announcement is included below
in full.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Will
Serle
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief People & Culture Officer
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature
of the transaction
|
Grant
of a 5 year option over Ordinary shares under the National Grid
2022/23 Sharesave Plan which will first become exercisable 1 April
2028.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£8.06
|
3,722
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
|
e)
|
Date of
the transaction
|
2022.12.13
|
f)
|
Place
of the transaction
|
Outside
a Trading Venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Ben
Wilson
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Strategy and External Affairs Officer
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature
of the transaction
|
Grant
of a 5 year option over Ordinary shares under the National Grid
2022/23 Sharesave Plan which will first become exercisable 1 April
2028.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
£8.06
|
3,722
|
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
|
|
e)
|
Date of
the transaction
|
2022.12.13
|
|
f)
|
Place
of the transaction
|
Outside
a Trading Venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ben
Wilson
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Strategy and External Affairs Officer
|
b)
|
Initial
notification /Amendment
|
Amendment
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature
of the transaction
|
Grant
of a 5 year option over Ordinary shares under the National Grid
2021/22 Sharesave Plan which will first become exercisable 1 April
2027.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£8.03
|
0
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
|
e)
|
Date of
the transaction
|
2021.12.24
|
f)
|
Place
of the transaction
|
Outside
a Trading Venue
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
NATIONAL GRID
plc
|
|
|
|
|
By:
|
/s/Ceri Jamond
_______________________
|
|
|
Ceri Jamond
Senior Assistant Company Secretary
|
Date:
30 December
2022
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