Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
July 02 2021 - 7:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rules 13a-16 or 15d-16 under
the Securities Exchange Act of 1934
Dated 02 July 2021
Commission File Number: 001-31318
GOLD FIELDS LIMITED
(Translation of registrant’s name into English)
150 Helen Rd.
Sandown, Sandton 2196
South Africa
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover
Form 20-F or Form 40-F.
Form 20-F
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1): _____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7): _____
1
Gold Fields Limited
(Reg. No. 1968/004880/06)
(Incorporated in the Republic of South Africa)
JSE, NYSE, Share Code: GFI
ISIN Code: ZAE000018123
(“Gold Fields” or “Company”)
DEALING IN SECURITIES BY A PRESCRIBED OFFICER
In compliance with paragraphs 3.63 to 3.74 of the
Listings Requirements of JSE Limited (“Listings Requirements") we hereby
advise that Mr. Nagaser has traded in Gold Fields Limited shares on the
open market. Details of the transactions are set out below.
Matching Shares and Restricted Shares:
The GFL Minimum Shareholding Requirement policy requires all Executives
to hold GFL shares for a minimum period of 5 (Five) years. Shareholders
are advised that Mr. Nagaser completed his minimum holding period on 23
June 2021 and shares under the policy are therefore fully vested.
Mr. Nagaser had 18,192 (eighteen thousand, one hundred and ninety two)
Matching Shares and 56,223 (fifty six thousand, two hundred and twenty
three) Restricted Shares that vested on 23 June 2021 and had been sold on
open market on 30 June 2021.
Mr. Nagaser sold 8,460(eight thousand, four hundred and sixty) number of
Matching Shares; 26,144 (twenty six thousand, one hundred and forty four)
number of Restricted Shares; and retains the balance of 9,732 (nine
thousand, seven hundred and thirty two) Matching shares and 30,079 (thirty
thousand and seventy nine) Restricted Shares in his personal capacity.
Name of Prescribed Officer
A Nagaser
Transaction Date
30 June 2021
Nature of transaction
On market sale of shares
Class of Security
Ordinary Shares (Matching Shares)
Number of Matching Shares Traded
Market Price per share
8,460
R 127.1423
Total Value
R 1,075,623.86
Class of Security
Ordinary Shares (Restricted Shares)
Number of Restricted Shares
Traded
26,144
Market Price per share
R 127.1423
Total Value
R 3,324,008.29
Nature of interest
Direct and Beneficial
Clearance to deal has been obtained in terms of 3.66 of the Listings
Requirements.
2 July 2021
Sponsor:
JP Morgan Equities South Africa (Pty) Ltd
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
GOLD FIELDS LIMITED
Dated: 02 July 2021
By:
/s/ Nicholas J. Holland
Name:
Nicholas J. Holland
Title:
Chief Executive Officer
This regulatory filing also includes additional resources:
goldfields_release.pdf
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