Statement of Changes in Beneficial Ownership (4)
June 11 2020 - 4:37PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Winterhof Karen Elaine |
2. Issuer Name and Ticker or Trading Symbol
CURO Group Holdings Corp.
[
CURO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O CURO GROUP HOLDINGS CORP., 35 NORTH RIDGE ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/9/2020 |
(Street)
WICHITA, KS 67205
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 6/9/2020 | | J | | 9910 (1) | D | $0 | 14285 | D | |
Common Stock | 6/9/2020 | | A | | 10764 (2) | A | $0 | 25049 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Each restricted stock unit which vested at the 2020 annual meeting of the Company's stockholders is to be transferred pursuant to a share transfer agreement to FFL Partners, LLC ("FFL Partners"), who is the beneficial owner of such units. |
(2) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest into shares of Common Stock at the 2021 annual meeting of the Company's stockholders, at which time such shares will be transferred to FFL Partners pursuant to a share transfer agreement. |
Remarks: The Power of Attorney given by Ms. Winterhof was previously filed with the U.S. Securities & Exchange Commission on December 6, 2017, as an exhibit to a statement on Form 3 filed by Ms. Winterhof with respect to CURO Group Holdings Corp. and is hereby incorporated by reference. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Winterhof Karen Elaine C/O CURO GROUP HOLDINGS CORP. 35 NORTH RIDGE ROAD WICHITA, KS 67205 | X |
|
|
|
Signatures
|
/s/ Vin Thomas, attorney-in-fact | | 6/11/2020 |
**Signature of Reporting Person | Date |
CURO (NYSE:CURO)
Historical Stock Chart
From Mar 2024 to Apr 2024
CURO (NYSE:CURO)
Historical Stock Chart
From Apr 2023 to Apr 2024