Current Report Filing (8-k)
January 26 2021 - 4:17PM
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2021-01-26
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): January 26, 2021
Apollo Global Management, Inc.
(Exact name of registrant as specified in its
charter)
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Delaware
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001-35107
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20-8880053
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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9 West 57th Street, 43rd Floor
New York, New York 10019
(Address of principal executive offices) (Zip
Code)
(212) 515-3200
(Registrant’s Telephone Number, Including
Area Code)
N/A
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title
of each class
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Trading
Symbol(s)
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Name of each exchange
on which
registered
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Class
A Common Stock
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APO
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New
York Stock Exchange
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6.375%
Series A Preferred Stock
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APO.PR
A
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New
York Stock Exchange
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6.375%
Series B Preferred Stock
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APO.PR
B
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New
York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On January 26, 2021, Marc Rowan, Senior
Managing Director and Director of Apollo Global Management, Inc. (the “Company”), notified the Company that he has
terminated his trading plan adopted pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended (the “10b5-1
Plan”). The 10b5-1 Plan was previously disclosed on a Current Report on Form 8-K filed with the Securities and Exchange Commission
on August 7, 2020, and was terminated without any trades having been executed thereunder.
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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APOLLO GLOBAL MANAGEMENT, INC.
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Dated: January 26, 2021
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By:
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/s/ John J. Suydam
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Name: John J. Suydam
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Title: Chief Legal
Officer
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