Current Report Filing (8-k)
November 26 2018 - 4:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934
Date of Report (Date of earliest event reported):
November
20, 2018
SPHERE 3D CORP.
(Exact name of registrant as specified in its charter)
Ontario, Canada
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001-36532
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98-1220792
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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer Identification No.)
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of incorporation)
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895 Don Mills Road,
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Bldg. 2, Suite 900
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M3C 1W3
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Toronto, Ontario
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code
(858)
571-5555
Not Applicable
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b -2
of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [ ]
1
Item
8.01.
Other Events.
Sphere 3D Corp. (the Company) announced that NASDAQ informed
the Company that as of November 20, 2018, the Company has regained compliance
with NASDAQs Listing Rule 5550(a)(2) (the Rule), which requires the closing
bid price of the Companys common stock to be at or greater than $1.00 for 10
trading days.
On November 21, 2018, the Company issued a press release
announcing its compliance with the Rule. A copy of the press release is filed as
Exhibit 99.1 hereto and is incorporated by reference into this report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
Date: November 26, 2018
SPHERE 3D CORP.
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By:
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/s/ Peter Tassiopolous
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Peter Tassiopolous
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Chief Executive Officer
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2
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