Initial Statement of Beneficial Ownership (3)
June 03 2021 - 11:07AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Matacunas Mike R. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/22/2021
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3. Issuer Name and Ticker or Trading Symbol
SPAR Group, Inc. [SGRP]
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(Last)
(First)
(Middle)
C/O SPAR GROUP, INC., 1910 OPDYKE COURT |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Executive Officer / |
(Street)
AUBURN HILLS, MI 48326
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option to buy Common Stock, $.01 par value | 2/22/2022 | 2/22/2031 | Common Stock, $.01 par value | 630000 | $1.9000 | D | |
Restricted Stock Units, Based on Common Stock,$.01 Par Value | 2/22/2022 (1) | (2) | Common Stock, $.01 par value | 26315 | $1.9000 | D | |
Explanation of Responses: |
(1) | On February 22, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for 26,315 shares of SGRP's Common Stock having a value of its market price of $1.90 per share on the day awarded. The RSUs will vest and be payable in cash or Common Stock (at the option of the Issuer) on February 22, 2022, subject to certain conditions, but no exercise price or other payment for such shares is required. |
(2) | Not applicable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Matacunas Mike R. C/O SPAR GROUP, INC. 1910 OPDYKE COURT AUBURN HILLS, MI 48326 | X |
| Chief Executive Officer |
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Signatures
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/s/ Michael R. Matacunas | | 6/3/2021 |
**Signature of Reporting Person | Date |
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