FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Trombly Amy Moss
2. Issuer Name and Ticker or Trading Symbol

Sonoma Pharmaceuticals, Inc. [ SNOA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Executive Officer
(Last)          (First)          (Middle)

C/O SONOMA PHARMACEUTICALS, INC., 1129 NORTH MCDOWELL BLVD.
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2019
(Street)

PETALUMA, CA 94954
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock option (right to buy) $4.36 12/31/2019  A   13491     (1)12/31/2019 Common stock 13491  (2)13491 D  
Stock option (right to buy) $4.55 1/2/2020  A   2380     (3)1/2/2021 Common Stock 2380  (2)15871 D  

Explanation of Responses:
(1) The options vest in two equal tranches: the first half vest on 7/1/2020 and the remaining half vest on 12/31/2020.
(2) The options were awarded and granted to Ms. Trombly for services performed.
(3) The options vest in two equal tranches: the first half vest on 7/2/2020 and the remaining half vest on 1/2/2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Trombly Amy Moss
C/O SONOMA PHARMACEUTICALS, INC.
1129 NORTH MCDOWELL BLVD.
PETALUMA, CA 94954


Chief Executive Officer

Signatures
/s/ Amy Trombly1/3/2020
**Signature of Reporting PersonDate

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