Current Report Filing (8-k)
October 01 2021 - 04:06PM
Edgar (US Regulatory)
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2021-09-30 2021-09-30 iso4217:USD xbrli:shares iso4217:USD
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UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported):
September 30, 2021
SINTX Technologies, Inc.
(Exact name
of registrant as specified in its charter)
Delaware |
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001-33624 |
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84-1375299 |
(State or
other jurisdiction
of
incorporation)
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(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
1885 West 2100 South
Salt Lake City,
UT
84119
(Address of
principal executive offices, including Zip Code)
Registrant’s
telephone number, including area code:
(801)
839-3500
(Former name
or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
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☐ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title of
each class: |
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Trading
Symbol(s): |
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Name of
each exchange on which registered: |
Common Stock, par value $0.01 per share |
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SINT |
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The
NASDAQ Capital Market |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of
this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934
(§ 240.12b–2 of this chapter).
Emerging
growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.03
Amendments to
Articles of Incorporation or Bylaws; Change in Fiscal
Year.
On and
effective as of September 30, 2021, the Board of Directors (the
“Board”) of SINTX Technologies, Inc. (the “Company”) approved the
amendment and restatement of the Bylaws of the Company (the
“Amended and Restated Bylaws”) to reduce the quorum required for
meetings of stockholders from a majority to one-third (1/3) of the
outstanding shares of stock entitled to vote, present in person, by
remote communication or by proxy, and further to provide that where
a separate vote by a class or classes or series is required, except
where otherwise provided by statute or by the Certificate of
Incorporation or the Bylaws, one-third (1/3) of the outstanding
shares of such class or classes or series entitled to vote, present
in person, by remote communication or by proxy shall constitute a
quorum entitled to take action with respect to that vote on that
matter.
The
foregoing description of the Amended and Restated Bylaws is
qualified in its entirety by reference to the full text of the
Amended and Restated Bylaws filed as Exhibit 3.1 to this Current
Report on Form 8-K and incorporated by reference herein.
Item 7.01
Regulation FD
Disclosure.
As
previously disclosed in the Company’s current report on Form 8-K
filed with the SEC on September 15, 2021, the Company convened and
adjourned the 2021 Annual Meeting of Stockholders of the Company
(the “Annual Meeting”) without any business being conducted, due to
lack of the requisite quorum. The Annual Meeting has been adjourned
to 10:30 a.m. local time, Wednesday, October 13, 2021. The
adjourned meeting will be held at the Company’s headquarters, 1885
W 2100 S, Salt Lake City, UT 84119. The record date has not
changed. Only stockholders of record at the close of business on
July 26, 2021, are entitled to vote at the Annual
Meeting.
In order to
facilitate the timely transaction of business at the Annual
Meeting, the Board approved the Amended and Restated Bylaws to
reduce the required quorum for meetings of stockholders from a
majority to one-third (1/3) of the outstanding shares of stock
entitled to vote, present in person, by remote communication or by
proxy.
Item 9.01
Financial Statements and Exhibits.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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SINTX Technologies,
Inc. |
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Date: |
October 1,
2021 |
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By: |
/s/ B. Sonny
Bal |
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B. Sonny
Bal |
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Chief
Executive Officer |
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