Statement of Changes in Beneficial Ownership (4)
May 19 2021 - 10:46AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DWIGHT JOHN K |
2. Issuer Name and Ticker or Trading Symbol
People's United Financial, Inc.
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PBCT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
700 CROSSWIND DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/18/2021 |
(Street)
CHARLOTTE, VT 05445
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/18/2021 | | A | | 4918.00 (1) | A | $0.00 | 274409.00 (2) | D | |
Common Stock | | | | | | | | 8902.00 | I | H. Dwight Revocable Trust |
Common Stock | | | | | | | | 4253.00 | I | C. Dwight Revocable Trust |
Common Stock | | | | | | | | 4253.00 | I | P. Dwight Revocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This annual grant of restricted shares is issued pursuant to the People's United Financial, Inc. Directors' Equity Compensation Plan to a member of the Company's Board of Directors in consideration for their service and vest on May 18, 2022. |
(2) | Includes 73,067 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 678 units accrued due to the deemed reinvestment of dividend equivalents. Each investment unit corresponds to one share of common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DWIGHT JOHN K 700 CROSSWIND DRIVE CHARLOTTE, VT 05445 | X |
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Signatures
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/s/ Kristy Berner, attorney-in-fact | | 5/18/2021 |
**Signature of Reporting Person | Date |
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